BH
Brian W. Haklisch
TPG CAPITAL BD
Fort Worth, TX 76102
Some features on this profile are disabled
CRD#: 4214036
BH
Professional summary
Brian Williams Haklisch, who also goes by Brian Haklisch, is a registered financial professional currently at TPG CAPITAL BD, LLC located in Fort Worth, Texas.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2002. Brian has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Brian Haklisch
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Brian Williams Haklisch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 30, 2024 - Present
TPG CAPITAL BD, LLC
Office #1: 301 Commerce St Suite 3300, Fort Worth, TX 76102Office #2: 245 Park Avenue 26th Floor, New York, NY 10167BD
CRD#: 143876
Fort Worth, TX
Past
October 24, 2002 - June 29, 2010
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/23/2024)
RR
Alaska(2/23/2024)
RR
Arizona(2/26/2024)
RR
Arkansas(2/23/2024)
RR
California(2/23/2024)
RR
Colorado(1/30/2024)
RR
Connecticut(1/31/2024)
RR
Delaware(2/23/2024)
RR
District of Columbia(1/30/2024)
RR
Florida(1/30/2024)
RR
Georgia(2/23/2024)
RR
Hawaii(2/23/2024)
RR
Idaho(2/2/2024)
RR
Illinois(2/23/2024)
RR
Indiana(2/23/2024)
RR
Iowa(2/23/2024)
RR
Kansas(2/23/2024)
RR
Kentucky(2/23/2024)
RR
Louisiana(1/30/2024)
RR
Maine(2/23/2024)
RR
Maryland(1/30/2024)
RR
Massachusetts(2/23/2024)
RR
Michigan(2/23/2024)
RR
Minnesota(2/23/2024)
RR
Mississippi(2/23/2024)
RR
Missouri(2/23/2024)
RR
Montana(2/23/2024)
RR
Nebraska(2/23/2024)
RR
Nevada(2/23/2024)
RR
New Hampshire(2/23/2024)
RR
New Jersey(2/23/2024)
RR
New Mexico(2/23/2024)
RR
New York(2/23/2024)
RR
North Carolina(2/23/2024)
RR
North Dakota(2/23/2024)
RR
Ohio(2/26/2024)
RR
Oklahoma(2/23/2024)
RR
Oregon(2/23/2024)
RR
Pennsylvania(2/23/2024)
RR
Rhode Island(2/23/2024)
RR
South Carolina(2/23/2024)
RR
South Dakota(2/23/2024)
RR
Tennessee(2/23/2024)
RR
Texas(2/23/2024)
RR
Utah(2/23/2024)
RR
Vermont(2/23/2024)
RR
Virginia(2/23/2024)
RR
Washington(2/23/2024)
RR
West Virginia(2/23/2024)
RR
Wisconsin(2/23/2024)
RR
Wyoming(2/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/30/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TC
TPG CAPITAL BD, LLC
TPG CAPITAL BD, LLC
CRD#: 143876 / SEC#: , 8-67616
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
301 Commerce Street Ste 3300, Fort Worth, TX 76102
Mailing Address
301 Commerce Street Ste 3300, Fort Worth, TX 76102
Phone number
(817) 871-4000
Established
Texas since 03/21/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
