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CB

Christine D. Banian

MSA SECURITIES
Santa Monica, CA 90405
Some features on this profile are disabled
CRD#: 4213420
CB

Professional summary


Christine Daniela Banian, who also goes by Christine Daniella Banian, is a registered financial professional currently at MSA SECURITIES, LLC located in Santa Monica, California.

Christine is registered as a RR (Registered Representative) and started their career in finance in 2005. Christine has worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Christine Daniella Banian

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Christine Daniela Banian's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 21, 2024 - Present

MSA SECURITIES, LLC

Office #1: 3110 Main Street Suite 310, Santa Monica, CA 90405
BD
CRD#: 150557
Santa Monica, CA
Past

April 20, 2005 - August 13, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
SAN FRANCISCO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 4/26/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/21/2024
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/19/2024
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


MS
MSA SECURITIES, LLC
MSA SECURITIES, LLC

CRD#: 150557 / SEC#: , 8-68267

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
3110 Main Street Suite 310, Santa Monica, CA 90405
Mailing Address
3110 Main Street Suite 310, Santa Monica, CA 90405
Phone number
(310) 392-7607
Established
Delaware since 12/11/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
FILLO, CHRISTOPHER MARKMANAGING MEMBER, CCO, EXEC. REP., AML SUPER.
MISTY MOUNTAIN HOP AGGREGATOR TRUSTMEMBER
POTTS, JAMES BERTRUMFINOP, CFO6411792

Disclosures


Regulatory Event1

Red Flags


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Company Information


MSA SECURITIES, LLC

CRD#: 150557Santa Monica, CA 90405

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