James B. Drake
Professional summary
James B Drake, who also goes by J. Brad Drake, James Bradford Drake, is a registered financial professional currently at PARALEL DISTRIBUTORS located in Denver, Colorado.
James is registered as a RR (Registered Representative) and started their career in finance in 2000. James has worked at 26 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James B Drake's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 8, 2025 - Present
PARALEL DISTRIBUTORS
Office #1: 1700 Broadway Suite 1850, Denver, CO 80290February 2, 2021 - September 12, 2023
QUASAR DISTRIBUTORS, LLC
June 11, 2019 - September 12, 2023
MGI FUNDS DISTRIBUTORS, LLC
May 16, 2019 - September 12, 2023
PARNASSUS FUNDS DISTRIBUTOR, LLC
April 16, 2018 - September 12, 2023
COMPASS DISTRIBUTORS, LLC
December 7, 2017 - September 12, 2023
SMEAD FUNDS DISTRIBUTORS, LLC
September 16, 2016 - June 23, 2020
FORESIDE DISTRIBUTION SOLUTIONS, LLC
September 16, 2016 - December 31, 2022
ORBIS INVESTMENTS (U.S.), LLC
September 16, 2016 - September 12, 2023
FORESIDE FINANCIAL SERVICES, LLC
February 14, 2013 - December 31, 2017
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
January 4, 2013 - December 31, 2017
MGI FUNDS DISTRIBUTORS, LLC
January 4, 2013 - June 23, 2020
FAIRHOLME DISTRIBUTORS, LLC
January 4, 2013 - December 31, 2022
IMST DISTRIBUTORS, LLC
January 4, 2013 - September 12, 2023
STERLING CAPITAL DISTRIBUTORS, LLC
January 4, 2013 - September 12, 2023
FORESIDE GLOBAL SERVICES, LLC
January 4, 2013 - September 12, 2023
FORESIDE FUNDS DISTRIBUTORS LLC
April 28, 2010 - August 8, 2022
FORESIDE INVESTMENT SERVICES, LLC
March 10, 2010 - May 1, 2020
BD COMPLIANCE SOLUTIONS, LLC
March 10, 2010 - June 23, 2020
FORESIDE ASSOCIATES, LLC
March 10, 2010 - September 12, 2023
FUNDS DISTRIBUTOR, LLC
March 10, 2010 - September 12, 2023
FORESIDE FUND SERVICES, LLC
March 10, 2010 - September 12, 2023
FORESIDE DISTRIBUTION SERVICES, L.P.
January 13, 2009 - December 31, 2022
NORTHERN FUNDS DISTRIBUTORS, LLC
October 3, 2007 - January 5, 2009
BD COMPLIANCE SOLUTIONS, LLC
June 5, 2007 - January 27, 2009
FORESIDE DISTRIBUTION SERVICES, L.P.
October 6, 2006 - November 1, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
July 12, 2005 - August 18, 2006
1717 CAPITAL MANAGEMENT COMPANY
February 3, 2004 - August 18, 2006
NATIONWIDE SECURITIES, LLC
August 15, 2001 - May 5, 2003
MEEDER DISTRIBUTION SERVICES, INC.
June 28, 2000 - February 23, 2001
NATIONWIDE INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/8/2025)
(5/8/2025)
(5/9/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PARALEL DISTRIBUTORS
CRD#: 316115 / SEC#: , 8-70771
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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