Nathan J. Mortenson
Professional summary
Nathan John Mortenson, who also goes by N J Mortenson, Nate Mortenson, is a registered financial professional currently at AMERICAN ENTERPRISE INVESTMENT SERVICES INC. located in Minneapolis, Minnesota.
Nathan is registered as a RR (Registered Representative) and started their career in finance in 2000. Nathan has worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nathan John Mortenson's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2024 - Present
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
Office #1: 901 3rd Ave S, Minneapolis, MN 55402June 23, 2022 - July 19, 2024
THE LEADERS GROUP, INC.
March 24, 2015 - February 7, 2019
SLD AMERICA EQUITIES, INC.
October 23, 2013 - December 15, 2014
COUNTRY CAPITAL MANAGEMENT COMPANY
September 5, 2001 - August 2, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
August 24, 2000 - July 3, 2006
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/19/2024)
Exams
Series 7TO
Date: 8/26/2024
General Securities Representative ExaminationFINRA
Current Firm
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
CRD#: 26506 / SEC#: , 8-42582
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPF HOLDING, LLC | SHAREHOLDER | |
| CARR, GREGORY GERARD | DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT | 2210835 |
| FLANSBURG, BRETT ALLEN | VICE PRESIDENT, AWM COMPLIANCE AND CHIEF COMPLIANCE OFFICER | 3179474 |
| GERDES, JOSEPH FRANCIS | DIRECTOR, CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 2391989 |
| MATTOX, MICHAEL SCOTT | VICE PRESIDENT - CONTROLLER, INTERIM CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4383501 |
| SENNE, ANN MARIE | DIRECTOR | 2515669 |
| SWEENEY, JOSEPH EDWARD | DIRECTOR | 4668713 |
Disclosures
| Regulatory Event | 10 |
Red Flags
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