Suzanne M. Nealgarner

ADVANCED TAX AND FINANCIAL SERVICES

KUNA, ID

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CRD#: 4211490

Professional summary

Suzanne Marie Nealgarner, who also goes by Suzanne M Neal, is a registered financial advisor currently at ADVANCED TAX AND FINANCIAL SERVICES, INC. located in Kuna, Idaho.

Suzanne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Suzanne has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Suzanne M Neal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

6/2001 TO PRESENT, PRESIDENT OF ADVANCED TAX AND FINANCIAL SERVICES, INC. WHICH IS LOCATED AT 12085 W. PRECEPT LANE, KUNA, ID 83634 THIS IS BOTH A NON-INVESTMENT-RELATED AND RIA FIRM. I AM A CERTIFIED TAX CONSULTANT AND INCOME TAX PREPARER WHO AVERAGES FIVE(5) HOURS A DAY, DURING SECURITIES TRADING HOURS, PREPARING TAX RETURNS, CONSULTING WITH CLIENTS ABOUT TAX-RELATED ISSUES AND PREPARING P&L STATEMENTS AND BALANCE SHEETS FOR VARIOUS CLIENTS FOR VARIOUS PURPOSES TO THE CLIENTS. I AVERAGE 100 HOURS PER MONTH AT THIS BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Suzanne Marie Nealgarner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2004 - Present

ADVANCED TAX AND FINANCIAL SERVICES, INC.

RIA

CRD#: 128968

KUNA, ID

Past

January 13, 2003 - November 28, 2003

C.J.M. ASSET MANAGEMENT, LLC

RIA

CRD#: 111302

POMPTON LAKES, NJ

Past

June 21, 2001 - November 28, 2003

C. J. M. PLANNING CORP.

CRD#: 5698

POMPTON LAKES, NJ

Past

April 11, 2001 - June 13, 2001

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(1/2/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/8/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/12/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/10/2001

General Securities Representative Examination

Current Firm

ADVANCED TAX AND FINANCIAL SERVICES, INC.

ADVANCED TAX AND FINANCIAL SERVICES, INC. | ADVANCED TAX AND FINANCIAL SERVICES,INC.

CRD#: 128968 / SEC#:

Idaho

Registered Investment Advisory firm - (8/15/2018 Approved)

Washington

Registered Investment Advisory firm - (12/19/2003 Approved)

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Contact information

Main Address

Kuna, ID

Mailing Address

P.o. Box 735, Kuna, ID 83634

Phone number

(425) 888-2180

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	38
AUM (Assets Under Management)	$ 7,420,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Suzanne M. Nealgarner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Suzanne Marie Nealgarner's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVANCED TAX AND FINANCIAL SERVICES, INC.

C.J.M. ASSET MANAGEMENT, LLC

C. J. M. PLANNING CORP.

FSC SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 1/8/2003

Series 63

Date: 2/12/2001

Series 7

Date: 4/10/2001

Current Firm

ADVANCED TAX AND FINANCIAL SERVICES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADVANCED TAX AND FINANCIAL SERVICES, INC.

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