Carlos Aponte, Jr.
Professional summary
Carlos Aponte, Jr. was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Carlos is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Carlos had worked at 2 firms, which includes HUNTER SCOTT FINANCIAL LLC., J.P. TURNER & COMPANY L.L.C..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2003 - May 17, 2004
HUNTER SCOTT FINANCIAL LLC.
May 23, 2001 - November 20, 2003
J.P. TURNER & COMPANY, L.L.C.
State Registrations and Notice Filings
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Exams
Current Firm
HUNTER SCOTT FINANCIAL LLC.
CRD#: 45559 / SEC#: , 8-51097
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
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