Mark D. Mcgrail

ALLSTATE FINANCIAL ADVISORS

Simpsonville, SC 29681-6017

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CRD#: 4211277

Professional summary

Mark Daniel Mcgrail JR, CFP®, who also goes by Mark D Mcgrail, Mark Daniel Mcgrail, Mark D Mcgrail Jr, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Simpsonville, South Carolina and ALLSTATE FINANCIAL SERVICES, LLC located in Simpsonville, South Carolina.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Mark has worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark D Mcgrail | Mark Daniel Mcgrail | Mark D Mcgrail Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GUARDIAN LIFE POSITION: Agent NATURE: Life Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2001 ADDRESS: 5 Polaski Ct, Simpsonville SC 29681, United States DESCRIPTION: These are renewals / trails that are tapering off from my time as an agent with Guardian Life. I do not solicit or do business with them any more MASS MUTUAL POSITION: Agent NATURE: Life Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2001 ADDRESS: 5 Polaski Ct, Simpsonville SC 29681, United States DESCRIPTION: These are renewals / trails that are tapering off from my time as an agent with Mass Mutual. I do not solicit or do business with them any more.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Daniel Mcgrail JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

February 21, 2017 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 1107 Ne Main St Ste B, Simpsonville, SC 29681-6017

RIA

CRD#: 109524

Simpsonville, SC

Current

October 3, 2016 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 1107 Ne Main St Ste B, Simpsonville, SC 29681-6017

CRD#: 18272

Simpsonville, SC

Past

December 20, 2011 - April 29, 2015

CDA GROUP

RIA

CRD#: 151838

GREENVILLE, SC

Past

October 20, 2005 - December 23, 2009

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

GREENVILLE, SC

Past

October 18, 2001 - October 20, 2005

CAPITAL DESIGN ADVISORY SERVICES LLC

RIA

CRD#: 130571

GREENVILLE, SC

Past

June 28, 2001 - December 23, 2009

PARK AVENUE SECURITIES LLC

CRD#: 46173

GREENVILLE, SC

Past

August 22, 2000 - March 7, 2001

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/28/2022)

Colorado
(1/28/2020)

Florida
(2/12/2024)

Louisiana
(3/1/2023)

New Jersey
(5/21/2019)

North Carolina
(10/8/2019)

South Carolina
(10/3/2016)

IAR

South Carolina
(2/21/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 9/26/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/7/2001

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/3/2016

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark D. Mcgrail

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Daniel Mcgrail JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

CDA GROUP

PARK AVENUE SECURITIES LLC

CAPITAL DESIGN ADVISORY SERVICES LLC

PARK AVENUE SECURITIES LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/26/2016

Series 65

Date: 9/7/2001

SIE

Date: 10/1/2018

Series 6

Date: 10/3/2016

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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