Lauren M. Madden
Professional summary
Lauren Marie Madden, who also goes by Lauren Marie Gagliardi, Lauren M Madden, Lauren Madden, Lauren Marie Madden, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Boston, Massachusetts.
Lauren is registered as a RR (Registered Representative) and started their career in finance in 2000. Lauren has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 99TO and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lauren Marie Madden's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 10, 2024 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 245 Summer Street, Boston, MA 02210October 4, 2022 - March 28, 2024
NATIONAL FINANCIAL SERVICES LLC
June 16, 2020 - July 28, 2022
FIDELITY BROKERAGE SERVICES LLC
January 31, 2007 - August 30, 2018
STRATEGIC ADVISERS LLC
May 9, 2003 - December 17, 2004
DWS DISTRIBUTORS, INC.
October 19, 2001 - March 6, 2003
DWS DISTRIBUTORS, INC.
December 19, 2000 - October 19, 2001
DEAM INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/23/2021
General Securities Representative ExaminationSeries 6TO
Date: 9/12/2020
Investment Company Products/Variable Contracts Representative ExaminationSeries 99TO
Date: 1/7/2020
Operations Professional ExaminationFINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Boston, MA 02210TRUST BUT VERIFY
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