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WH

Willard J. Hall

THIRD AVENUE MANAGEMENT LLC
New York, NY 10017
Some features on this profile are disabled
CRD#: 4210789
WH

Professional summary

Willard James Hall III, who also goes by James Willard Hall III, Jim Hall, is a registered financial advisor currently at THIRD AVENUE MANAGEMENT LLC located in New York, New York.

Willard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Willard has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

James Willard Hall Iii | Jim Hall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Willard James Hall III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 13, 2017 - Present

THIRD AVENUE MANAGEMENT LLC

Office #1: 622 Third Avenue 12th Floor, New York, NY 10017
RIA
CRD#: 107545
New York, NY
Past

September 20, 2002 - January 19, 2018

ETICO PARTNERS, LLC

BD
CRD#: 122481
NEW YORK, NY
Past

August 28, 2002 - September 20, 2002

M. J. WHITMAN, INC.

BD
CRD#: 27870
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
THIRD AVENUE MANAGEMENT LLC
EQSF ADVISERS INC | THIRD AVENUE VALUE INCOME ADVISERS LLC (RELYING ADVISER) | THIRD AVENUE REAL ESTATE OPPORTUNITIES MANAGEMENT LLC (RELYING ADVISER) | THIRD AVENUE OPPORTUNITY MANAGEMENT LLC (RELYING ADVISER) | THIRD AVENUE MONTEREY FUND ADVISERS LLC (RELYING ADVISER) | THIRD AVENUE MANAGEMENT LLC | THIRD AVENUE INTERNATIONAL VALUE ADVISERS LLC (RELYING ADVISER) | THIRD AVENUE GLOBAL VALUE ADVISERS LLC (RELYING ADVISER) | THIRD AVENUE EMERGING MARKETS ADVISERS LLC (RELYING ADVISER)

CRD#: 107545 / SEC#: 801-27792

RIA
Registered Investment Advisory firm - (8/29/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(1/13/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/15/2011
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/9/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/19/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/26/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/13/2003
General Securities Principal Examination

Current Firm

TA
THIRD AVENUE MANAGEMENT LLC
EQSF ADVISERS INC | THIRD AVENUE VALUE INCOME ADVISERS LLC (RELYING ADVISER) | THIRD AVENUE REAL ESTATE OPPORTUNITIES MANAGEMENT LLC (RELYING ADVISER) | THIRD AVENUE OPPORTUNITY MANAGEMENT LLC (RELYING ADVISER) | THIRD AVENUE MONTEREY FUND ADVISERS LLC (RELYING ADVISER) | THIRD AVENUE MANAGEMENT LLC | THIRD AVENUE INTERNATIONAL VALUE ADVISERS LLC (RELYING ADVISER) | THIRD AVENUE GLOBAL VALUE ADVISERS LLC (RELYING ADVISER) | THIRD AVENUE EMERGING MARKETS ADVISERS LLC (RELYING ADVISER)

CRD#: 107545 / SEC#: 801-27792

RIA
Registered Investment Advisory firm - (8/29/1986 Approved)
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Contact information

Main Address
6 Grand Central At 666 Third Avenue Suite 1040, New York, NY 10017-5704
Mailing Address
Phone number
(212) 888-5222
Established
Firm type
Fiscal year end
# of Employees
19

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

THIRD AVENUE MANAGEMENT LLC FORM ADV PART 2 (3/26/2025)

Regulatory assets under management

Total Number of Accounts17
AUM (Assets Under Management)$ 1,361,149,259

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THIRD AVENUE MANAGEMENT LLC

CRD#: 107545New York, NY 10017

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