ML
Michael S. Lurie
ALBANYADVISOR GROUP LLC
Albany, NY 12203
Some features on this profile are disabled
CRD#: 4210566
ML
Professional summary
Michael Seth Lurie is a registered financial advisor currently at ALBANYADVISOR GROUP LLC located in Albany, New York and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Albany Advisor Group. Investment Related. At the registered location. Ria. IAR. 10/2023. IAR. IAR. 40 Hrs/Monthly. 40 Hours During Trading. Fiduciary relationship with clients 2.) Lurie & Co, Pc. Not Investment Related. 292 Washington Ave. Ext. Albany, NY 12203. Tax And Accounting Services. President. Owner. 10/2012. 150 Hrs/Monthly. 30trading Hours. Tax Preparation, Financial Statements, Management Advisory 3.) Congregation Beth Emeth. Not Investment Related.100 Academy Rd. Albany NY 12208. Temple. Finance Committee. Committee Member. 7/2016. 5hrs/ Monthly. 5 Trading Hours. Help Budget Cash Flow. 4.) Bnai Brith. Investment Related. 4 Tower Place, Exec Park. Albany, NY 12203. Private Foundation. Finance Committee. Committee Member. 6/2023. 1 Hr/Monthly. 0 Trading Hours. Help Supply Grants to Needy Organizations to Fight Poverty. 5.) Fixed Insurance. Investment Related. At the registered location. Fixed Insurance. Agent. Agent. 10/2023. 1 Hr/Monthly. 1 Trading Hour. Provide Insurance Advice Based on The Needs of Client(S) 6.) Jewish Family Services of NENY. Not Investment Related. 184 Washington Ave Ext Albany, NY 12203. Social Work. 10/2023. Finance Committee. Committee Member. 2hr/monthly. 2Hrs. Help Budget And Cash Flow.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Seth Lurie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 27, 2023 - Present
ALBANYADVISOR GROUP LLC
Office #1: 292 Washington Avenue Extension Suite 101, Albany, NY 12203RIA
CRD#: 316226
Albany, NY
Current
October 27, 2023 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 20 Corporate Woods Blvd Suite 400, Albany, NY 12211Office #2: 80 State Street, Albany, NY 12207Office #3: 292 Washington Ave Extension Suite 101, Albany, NY 12203BD
CRD#: 35747
Albany, NY
Past
April 12, 2021 - November 1, 2023
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
ALBANY, NY
Past
October 11, 2000 - November 1, 2023
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
ALBANY, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AG
ALBANYADVISOR GROUP LLC
ALBANY ADVISOR GROUP | ALBANYADVISOR GROUP LLC | ALBANY ADVISOR GROUP, LLC
CRD#: 316226 / SEC#: 801-122496
RIA
Registered Investment Advisory firm - (10/15/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(10/27/2023)
RR
Florida(10/27/2023)
RR
New York(10/27/2023)
IAR
New York(10/27/2023)
RR
Pennsylvania(10/27/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AG
ALBANYADVISOR GROUP LLC
ALBANY ADVISOR GROUP | ALBANYADVISOR GROUP LLC | ALBANY ADVISOR GROUP, LLC
CRD#: 316226 / SEC#: 801-122496
RIA
Registered Investment Advisory firm - (10/15/2021 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
20 Corporate Woods Blvd.. Suite 400, Albany, NY 12211-2396
Mailing Address
Phone number
(518) 689-3577
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 936 |
| AUM (Assets Under Management) | $ 270,450,487 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
