Timothy Mueth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Mueth, who also goes by Timothy A Mueth, Timothy Mueth, Timothy Aaron Mueth, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2011. Timothy had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2019 - October 31, 2019
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
July 12, 2018 - August 2, 2019
PFS INVESTMENTS INC.
May 10, 2016 - July 14, 2016
MML INVESTORS SERVICES, LLC
September 1, 2015 - January 4, 2016
PRINCIPAL SECURITIES, INC.
August 31, 2015 - January 4, 2016
PRINCIPAL SECURITIES, INC.
April 23, 2015 - July 1, 2015
ASSOCIATED INVESTMENT SERVICES, INC.
March 10, 2015 - July 1, 2015
ASSOCIATED INVESTMENT SERVICES, INC.
September 5, 2014 - March 9, 2015
PNC WEALTH MANAGEMENT LLC
September 5, 2014 - March 9, 2015
PNC WEALTH MANAGEMENT LLC
January 25, 2013 - July 9, 2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 25, 2013 - July 9, 2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 14, 2011 - July 9, 2014
WELLS FARGO CLEARING SERVICES, LLC
January 14, 2011 - July 9, 2014
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
CRD#: 611 / SEC#: 801-61332, 8-47290
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
CRD#: 611 / SEC#: 801-61332, 8-47290
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 116 |
| AUM (Assets Under Management) | $ 24,355,321 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
| Bond | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
