Derek W. Fisher
Professional summary
Derek William Fisher, CIMA®, who also goes by Derek W Fisher, is a registered financial advisor currently at T. ROWE PRICE ASSOCIATES, INC. located in Summit, New Jersey and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.
Derek is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Derek has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Derek William Fisher's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2017 - Present
T. ROWE PRICE ASSOCIATES, INC.
May 18, 2015 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231June 30, 2011 - May 5, 2015
NEUBERGER BERMAN BD LLC
March 11, 2011 - May 5, 2015
NEUBERGER BERMAN BD LLC
July 6, 2006 - May 5, 2015
NEUBERGER BERMAN MANAGEMENT LLC
February 12, 2004 - July 6, 2006
NEUBERGER BERMAN BD LLC
August 5, 2002 - February 12, 2004
NEUBERGER BERMAN MANAGEMENT LLC
August 14, 2001 - November 29, 2001
HENNION & WALSH, INC.
Primary Firm SEC Registration
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(4/13/2017)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(4/18/2017)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
(5/18/2015)
Exams
FINRA
Current Firm
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,924 |
| AUM (Assets Under Management) | $ 1,934,233,243,730 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
