JE
James R. Elder
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Alpharetta, GA
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CRD#: 4210203
JE
Professional summary
James Robert Elder, who also goes by James Robert Elder, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Alpharetta, Georgia and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Atlanta, Georgia.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. James has worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James Robert Elder
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MCGRIFF / 3400 Overton Park Drive, Suite 300, Atlanta GA 30339 / 04/2008 / RETIREMENT PLAN BROKERAGE AND CONSULTING SERVICES EMPLOYEE / INV REL / 50 HR/MO 33 HR TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 09/06/2022
CRS (Client Relationship Summary) - RIA
Click below to view James Robert Elder's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 1, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 3400 Overton Park Drive, Suite 300, Atlanta, GA 30339RIA
CRD#: 134139
Alpharetta, GA
Current
September 1, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 3400 Overton Park Drive, Suite 300, Atlanta, GA 30339BD
CRD#: 39543
Atlanta, GA
Past
July 20, 2018 - September 1, 2022
TRIAD ADVISORS LLC
BD
CRD#: 25803
Atlanta, GA
Past
July 3, 2018 - September 6, 2022
ONEDIGITAL
RIA
CRD#: 106766
Atlanta, GA
Past
January 12, 2016 - August 1, 2018
BB&T SECURITIES, LLC
RIA
CRD#: 142785
Atlanta, GA
Past
January 6, 2016 - August 1, 2018
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
October 7, 2014 - January 4, 2016
GLOBAL RETIREMENT PARTNERS LLC
RIA
CRD#: 172011
SAN RAFAEL, CA
Past
September 15, 2014 - December 31, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
ATLANTA, GA
Past
October 11, 2011 - September 16, 2014
FINANCIAL TELESIS INC
RIA
CRD#: 31012
ATLANTA, GA
Past
October 3, 2011 - September 16, 2014
FINANCIAL TELESIS INC
BD
CRD#: 31012
ATLANTA, GA
Past
October 19, 2006 - September 30, 2011
WORKMAN SECURITIES CORPORATION
RIA
CRD#: 31898
ATLANTA, GA
Past
August 9, 2006 - October 2, 2006
WORKMAN SECURITIES CORPORATION
RIA
CRD#: 31898
ATLANTA, GA
Past
December 13, 2005 - September 30, 2011
WORKMAN SECURITIES CORPORATION
BD
CRD#: 31898
ATLANTA, GA
Past
November 30, 2005 - December 21, 2005
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ALPHARETTA, GA
Past
February 16, 2004 - November 30, 2005
PAN-AMERICAN FINANCIAL ADVISERS
BD
CRD#: 15578
NEW ORLEANS, LA
Past
August 29, 2000 - March 15, 2002
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
August 29, 2000 - March 15, 2002
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(9/1/2022)
IAR
Georgia(9/6/2022)
RR
Minnesota(11/30/2023)
RR
Mississippi(4/15/2024)
RR
New Mexico(1/2/2024)
RR
North Carolina(4/15/2024)
RR
South Carolina(11/29/2023)
RR
Texas(9/1/2022)
IAR
Texas(9/1/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
