Ralph V. Profeta

DARWIN WEALTH MANAGEMENT

Tampa, FL 33609-1909

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CRD#: 4210157

Professional summary

Ralph Vincent Profeta, CIMA®, who also goes by Ralph VIncent Profeta, Ralph Profeta, is a registered financial advisor currently at DARWIN WEALTH MANAGEMENT located in Tampa, Florida.

Ralph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Ralph has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ralph Vincent Profeta | Ralph Profeta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Business : FloridaWood. just a hobby Address: Odessa, FL Nature of the Business: Make fish from wood as a hobby Position/Title: Proprietor/Owner Investment Related: No Start Date: 06/15/2015 Hours per month devoted to this business: 10 Hours per month devoted to this business during trading hours: 0 Description of duties: I make the fish. Darwin Insurance Group, LLC, 4601 W. North A Street, Tampa, FL 33609, consult and/or offer fixed insurance and annuity products as a licensed agent from 12/2022 to present, up to 40% of weekly time may be spent on this service. Darwin Insurance Group is an affiliated company of Darwin Wealth Management.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ralph Vincent Profeta's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

November 30, 2022 - Present

DARWIN WEALTH MANAGEMENT

Office #1: 4601 W North A Street, Tampa, FL 33609-1909

RIA

CRD#: 166585

Tampa, FL

Past

September 26, 2022 - October 10, 2022

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

July 29, 2008 - April 13, 2022

CARILLON FUND DISTRIBUTORS, INC.

CRD#: 139749

ST. PETERSBURG, FL

Past

September 23, 2003 - November 8, 2007

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DARWIN WEALTH MANAGEMENT

DARWIN ADVISORS, LLC | HARWOOD FINANCIAL GROUP | HARWOOD ADVISORY GROUP, LLC | DARWIN WEALTH MANAGEMENT, LLC | DARWIN WEALTH MANAGEMENT

CRD#: 166585 / SEC#: 801-80103

RIA

Registered Investment Advisory firm - (7/30/2014 Approved)

Florida

Registered Investment Advisory firm - (8/14/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/30/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/15/2022

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/7/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/22/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 9/7/2016

Investment Company Products/Variable Contracts Principal Examination

Current Firm

DARWIN WEALTH MANAGEMENT

DARWIN ADVISORS, LLC | HARWOOD FINANCIAL GROUP | HARWOOD ADVISORY GROUP, LLC | DARWIN WEALTH MANAGEMENT, LLC | DARWIN WEALTH MANAGEMENT

CRD#: 166585 / SEC#: 801-80103

RIA

Registered Investment Advisory firm - (7/30/2014 Approved)

Florida

Registered Investment Advisory firm - (8/14/2014 Terminated)

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Contact information

Main Address

4601 W North A Street, Tampa, FL 33609-1909

Mailing Address

Phone number

(813) 579-4074

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (10/17/2025)

Regulatory assets under management

Total Number of Accounts	2,650
AUM (Assets Under Management)	$ 617,322,592

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ralph V. Profeta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ralph Vincent Profeta's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMPOWER FINANCIAL SERVICES, INC.

CARILLON FUND DISTRIBUTORS, INC.

RAYMOND JAMES & ASSOCIATES, INC.

Primary Firm SEC Registration

DARWIN WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 11/15/2022

Series 63

Date: 1/7/2017

SIE

Date: 10/1/2018

Series 7

Date: 9/22/2003

Series 26

Date: 9/7/2016

Current Firm

DARWIN WEALTH MANAGEMENT

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DARWIN WEALTH MANAGEMENT

TRUST BUT VERIFY

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