Steven J. Lentsch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Jude Lentsch, who also goes by Steve Jude Lentsch, Steven J. Lentsch, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2005. Steven had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2018 - March 7, 2019
SECURIAN FINANCIAL SERVICES, INC.
November 20, 2018 - March 7, 2019
CRI SECURITIES, LLC
November 20, 2018 - March 7, 2019
SECURIAN FINANCIAL SERVICES, INC.
November 20, 2018 - March 7, 2019
CRI SECURITIES, LLC
December 19, 2013 - November 13, 2018
THRIVENT INVESTMENT MANAGEMENT INC.
October 27, 2006 - November 13, 2018
THRIVENT INVESTMENT MANAGEMENT INC.
February 14, 2006 - October 9, 2006
WELLS FARGO INVESTMENTS, LLC
October 19, 2005 - October 9, 2006
WELLS FARGO INVESTMENTS, LLC
June 9, 2005 - August 9, 2005
IDS LIFE INSURANCE COMPANY
June 9, 2005 - August 9, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/28/2008
Limited Representative-Equity Trader ExamCurrent Firm
SECURIAN FINANCIAL SERVICES, INC.
CRD#: 15296 / SEC#: 801-45152, 8-31955
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SECURIAN FINANCIAL GROUP, INC. | 100% SHAREHOLDER | |
| CARPENTER, KIMBERLY KAY | MEMBER OF BOARD OF DIRECTORS, CHIEF EXECUTIVE OFFICER & PRESIDENT, CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING COMPLIANCE OF | 4266541 |
| FERGUSON, KRISTIN MARY | MEMBER OF BOARD OF DIRECTORS, VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, FINOP, & PRINCIPAL OPERATIONS OFFICER | 6895121 |
| MONTZ, RENEE DENISE | MEMBER OF BOARD OF DIRECTORS | 6014640 |
| OBRIEN, KERI SUE | SECRETARY | 6821352 |
Regulatory assets under management
| Total Number of Accounts | 76,075 |
| AUM (Assets Under Management) | $ 20,684,796,225 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
| Bond | 10 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/30/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
