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Robert Charles Sheehan

COMHAR CAPITAL MARKETS
WILMETTE, IL
·CRD# 420969·53 years experience

Professional Summary

Robert Charles Sheehan is a registered financial advisor currently at COMHAR CAPITAL MARKETS, LLC located in Wilmette, Illinois. Robert is registered as a RR (Registered Representative) and started their career in finance in 1983. Robert has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 1, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

53 years in the financial services industry

Current & Past Employments

Current

COMHAR CAPITAL MARKETS, LLCCurrent·CRD# 47955
BD
1000 Skokie Boulevard Suite Ll33, Wilmette, IL 60091
September 15, 2011 - Present

Past

DASH FINANCIAL TECHNOLOGIES LLCPast·CRD# 104031
BD
New York, NY
March 26, 2001 - May 4, 2011
REFCO SECURITIES, LLCPast·CRD# 14094
BD
February 19, 1986 - June 23, 1986
CONTISECURITIES, INC.Past·CRD# 6926
BD
August 26, 1983 - November 19, 1984

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Current Firm

CC
COMHAR CAPITAL MARKETS, LLC

COMHAR CAPITAL MARKETS, LLC | YUKON TRADING, LLC | SHEEHAN, ROBERT CHARLES | GLP, LLC | GLOBAL LIQUIDITY EXECUTION SERVICES, LLC

CRD#: 47955 / SEC#: 8-51969
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

1000 Skokie Boulevard Suite Ll33, Wilmette, IL 60091

Mailing Address

Po Box 2326, Glenview, IL 60025

Phone Number

(312) 925-4206

Established

Illinois since 07/21/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
ACS GLOBAL HOLDINGS, LLCSOLE MEMBER—
DEROLF, MARK KENNETHCHIEF COMPLIANCE OFFICER1924355
LANG, TIMOTHY JUDECEO & RISK MANAGER1109356
MURPHY, KRISTENFINANCIAL OPERATIONS PERSON (FINOP)2287252

Disclosures

Regulatory Event

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2007About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed May 2002

Series 7 — General Securities Representative Examination

Passed Dec 2000About the Series 7 exam

Series 1 — Registered Representative Examination

Passed May 1973

Series 4 — Registered Options Principal Examination

Passed Jan 2005About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Feb 2001About the Series 24 exam
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe BZX Exchange, Inc.
SRO Registrations
Cboe EDGA Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert Charles Sheehan's CRS (Customer Relationship Summary).

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