Mark Kenneth Derolf
Professional Summary
Mark Kenneth Derolf, who also goes by Mark Derolf, is a registered financial advisor currently at COMHAR CAPITAL MARKETS, LLC located in Wilmette, Illinois and ACS EXECUTION SERVICES, LLC located in Red Bank, New Jersey. Mark is registered as a RR (Registered Representative) and started their career in finance in 1994. Mark has worked at 15 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7, Series 14, Series 24, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mark Derolf
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Contact Information
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Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
CODA MARKETS, INC. | PDQ ATS, INC. | PB TRADE LTD | IMPERIAL INVESTMENTS LTD. | IMPERIAL INVESTMENTS LLC
Contact Information
Main Address
1000 Skokie Blvd. Suite Ll33, Wilmette, IL 60091Mailing Address
Po Box 2326 2326, Glenvview, IL 60025Phone Number
(872) 205-0187Established
Connecticut since 10/22/1993Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/13/2015)
(5/1/2024)
(2/17/2016)
(2/29/2016)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Mark Kenneth Derolf's CRS (Customer Relationship Summary).
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