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Michael Wayne Fickell

FC WEALTH SOLUTIONS
WESTERVILLE, OH
·CRD# 4209688·25 years experience

Professional Summary

Michael Wayne Fickell is a registered financial advisor currently at FC WEALTH SOLUTIONS LLC located in Westerville, Ohio. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Michael has worked at 6 firms and has passed the Series 65, Series 63, Series 3, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

FC WEALTH SOLUTIONS LLC·CRD# 286381
RIA
579 Executive Campus Drive Suite 230, Westerville, OH 43082
February 24, 2017 - Present
OSAIC FA, INC.·CRD# 3978
RIA
Columbus, OH
June 10, 2016 - March 8, 2017
OSAIC FA, INC.·CRD# 3978
BD
Columbus, OH
April 19, 2016 - March 8, 2017
BLUEFIN CAPITAL MANAGEMENT, LLC·CRD# 113892
BD
New York, NY
October 29, 2010 - July 8, 2011
RBC CMA LTD·CRD# 121263
BD
New York, NY
April 12, 2006 - June 24, 2010
RBC CAPITAL MARKETS CORPORATION·CRD# 6579
BD
New York, NY
August 7, 2002 - November 1, 2006
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
September 27, 2001 - August 8, 2002

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Current Firm

FW
FC WEALTH SOLUTIONS LLC

FC WEALTH SOLUTIONS LLC

CRD#: 286381 / SEC#: 801-128522
RIA
Registered Investment Advisory firm - SEC (1/5/2024 Approved)
Ohio
Registered Investment Advisory firm - Ohio (2/24/2017 Approved)
Texas
Registered Investment Advisory firm - Texas (6/6/2018 Conditional Restricted)

Contact Information

Main Address

579 Executive Campus Drive Suite 230, Westerville, OH 43082

Phone Number

(614) 212-1015

# of Employees

4

SEC notice filing (1 States and Territories)

Registered to provide investment advisory services in 1 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A-FC WEALTH SOLUTIONS LLC (4/14/2026)

Regulatory Assets Under Management

Total Number of Accounts

416

AUM (Assets Under Management)

$101,000,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FC WEALTH SOLUTIONS LLC

FC WEALTH SOLUTIONS LLC

CRD#: 286381 / SEC#: 801-128522
RIA
Registered Investment Advisory firm - SEC (1/5/2024 Approved)
Ohio
Registered Investment Advisory firm - Ohio (2/24/2017 Approved)
Texas
Registered Investment Advisory firm - Texas (6/6/2018 Conditional Restricted)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Ohio
(2/24/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2017About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2001About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Sep 2017About the Series 3 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2016About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Michael Wayne Fickell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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