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Scott C. Nevins
ALLIANCEBERNSTEIN L.P.
Stamford, CT 06902
Some features on this profile are disabled
CRD#: 4209176
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Professional summary
Scott Charles Nevins, who also goes by Scott Charles Nevins Mr., is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Stamford, Connecticut and SANFORD C. BERNSTEIN & CO., LLC located in Stamford, Connecticut.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Scott has worked at 3 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott Charles Nevins Mr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Currently no name - working title is: Give First, Then Me - Owner - Not Investment Related - Usage will be for a gift card to be used for a charity and a retail product/service. - 9/6/22 - 5 hours/monthly. (2) Noteworthy Chocolates LLC; Advisor / Managing Partner; non-investment related; mentoring and guiding the company - sales focus.; 19-Dec-2023; 2 hours/monthly (3) Man Hips - working title; Not Investment Related; CEO; development and marketing of new clothing product for men.; 12/01/2024; approx 5 hrs/month - 5 hrs during trading hrs; Inventor and owner. (4) NevinsCam (this name will change); CEO; Not investment related; software solution to embrace the virtual meeting world; 12/01/2024; approx 10 hrs/month - 10 hrs during trading hrs; Inventor and owner.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Charles Nevins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 11, 2006 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 290 Harbor Drive 4th Floor, Stamford, CT 06902RIA
CRD#: 108477
Stamford, CT
Current
May 4, 2006 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 290 Harbor Drive 2nd Floor, Stamford, CT 06902RIA
BD
CRD#: 104474
Stamford, CT
Past
June 29, 2000 - October 31, 2000
NYPPEX, LLC
BD
CRD#: 47654
LANSING, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AL
ALLIANCEBERNSTEIN L.P.
ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
RIA
Registered Investment Advisory firm - (8/13/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/27/2008)
RR
California(7/7/2008)
RR
Colorado(1/6/2025)
RR
Connecticut(11/13/2006)
IAR
Connecticut(2/28/2023)
RR
Delaware(12/11/2020)
RR
District of Columbia(5/13/2009)
IAR
District of Columbia(5/23/2023)
RR
Florida(11/21/2006)
IAR
Florida(1/2/2014)
RR
Georgia(4/17/2024)
RR
Illinois(9/8/2009)
RR
Maryland(8/14/2015)
RR
Massachusetts(10/3/2008)
RR
Missouri(6/1/2009)
RR
New Hampshire(9/8/2009)
RR
New Jersey(3/5/2009)
RR
New Mexico(1/31/2025)
RR
New York(5/11/2006)
IAR
New York(5/7/2021)
RR
North Carolina(3/11/2022)
RR
Ohio(2/26/2014)
RR
Pennsylvania(9/8/2009)
RR
Rhode Island(3/16/2016)
RR
South Carolina(9/5/2013)
RR
Tennessee(3/23/2022)
RR
Texas(3/5/2009)
IAR
Texas(7/16/2013)
RR
Utah(4/6/2021)
RR
Vermont(11/21/2006)
RR
Virginia(1/30/2020)
RR
Washington(9/8/2009)
RR
Wisconsin(2/12/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AL
ALLIANCEBERNSTEIN L.P.
ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
RIA
Registered Investment Advisory firm - (8/13/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
501 Commerce Street, Nashville, TN 37203
Mailing Address
Phone number
(615) 622-0000
Established
Firm type
Fiscal year end
# of Employees
3,994
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
