Timothy Butler

ICE BONDS SECURITIES

NEW YORK, NY 10105

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CRD#: 4209088

Professional summary

Timothy Butler is a registered financial professional currently at ICE BONDS SECURITIES CORPORATION located in New York, New York.

Timothy is registered as a RR (Registered Representative) and started their career in finance in 2001. Timothy has worked at 12 firms and has passed the Series 65, Series 63, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Butler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 21, 2024 - Present

ICE BONDS SECURITIES CORPORATION

Office #1: 1345 Avenue Of The Americas 8th Floor, New York, NY 10105

CRD#: 123635

NEW YORK, NY

Past

June 2, 2022 - May 17, 2024

LADENBURG THALMANN & CO. INC.

CRD#: 505

NEW YORK, NY

Past

September 21, 2021 - May 17, 2024

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Past

September 21, 2021 - May 17, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

May 17, 2013 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

March 21, 2013 - April 29, 2016

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

HOUSTON, TX

Past

May 7, 2008 - October 29, 2008

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

May 7, 2008 - March 3, 2009

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

Past

May 7, 2008 - September 1, 2023

OSAIC SERVICES, INC.

CRD#: 133763

SCOTTSDALE, AZ

Past

May 7, 2008 - November 3, 2023

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

February 24, 2003 - May 17, 2024

OSAIC WEALTH, INC.

CRD#: 23131

NEW YORK, NY

Past

May 31, 2002 - February 24, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

MARLTON, NJ

Past

February 16, 2001 - February 24, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(5/21/2024)

Louisiana
(5/21/2024)

New York
(5/21/2024)

Ohio
(5/22/2024)

Virginia
(5/21/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 1/23/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/17/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 5/21/2024

Municipal Securities Representative Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 1/20/2006

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 2/15/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/28/2015

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 6/14/2003

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/14/2002

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

ICE BONDS SECURITIES CORPORATION

CREDITEX SECURITIES CORPORATION | ICE TMC | ICE BONDS SECURITIES CORPORATION | ICE BONDPOINT | CREDITTRADE SECURITIES CORPORATION

CRD#: 123635 / SEC#: , 8-65601

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1345 Avenue Of The Americas 8th Floor, New York, NY 10105

Mailing Address

1345 Avenue Of The Americas 7th Floor, New York, NY 10105

Phone number

(646) 237-4328

Established

Delaware since 04/18/2002

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CREDITTRADE INC.	SHAREHOLDER
BORSTELMANN, PETER L	PRESIDENT/DIRECTOR	4825965
EILEN, JEFFREY PHILIP	CHIEF COMPLIANCE OFFICER	6149705
FICARRA, THOMAS JOSEPH	DIRECTOR	5502295
LANSING, RYAN WILLIAM	DIRECTOR	5408916
MCKISSICK, JOHN JOSEPH	PRINCIPAL OPERATIONS OFFICER	4939416
THOMASSON, SEAN JOSEPH	FINANCIAL PRINCIPAL	5124423

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy Butler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Butler's CRS (Customer Relationship Summary).

Certified licenses

Experience

LADENBURG THALMANN & CO. INC.

TRIAD ADVISORS LLC

SECURITIES AMERICA, INC.

WOODBURY FINANCIAL SERVICES, INC.

VALIC FINANCIAL ADVISORS, INC.

AMERICAN GENERAL SECURITIES INCORPORATED

ADVANTAGE CAPITAL CORPORATION

OSAIC SERVICES, INC.

FSC SECURITIES CORPORATION

OSAIC WEALTH, INC.

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/23/2002

Series 63

Date: 9/17/2001

Series 52TO

Date: 5/21/2024

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 1/20/2006

Series 7

Date: 2/15/2001

Series 24

Date: 7/28/2015

Series 10

Date: 6/14/2003

Series 9

Date: 10/14/2002

FINRA

Current Firm

ICE BONDS SECURITIES CORPORATION

Contact information

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ICE BONDS SECURITIES CORPORATION

TRUST BUT VERIFY

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