Brent M. Marnell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brent Marcus Marnell, CFA was a registered financial professional .
Brent is a previously registered financial professional and started their career in finance in 2000. Brent had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2010 - November 27, 2012
MISSION PEAK CAPITAL ADVISORS LLC
July 18, 2007 - April 9, 2008
DEUTSCHE BANK SECURITIES INC.
September 26, 2000 - November 22, 2002
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MISSION PEAK CAPITAL ADVISORS LLC
CRD#: 152624 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 11,713,124 |
Red Flags
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