DA
Daniel B. Arrington
CETERA INVESTMENT ADVISERS LLC
Marble Falls, TX 78654
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CRD#: 4208257
DA
Professional summary
Daniel Brandon Arrington, who also goes by Brandon Arrington, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Marble Falls, Texas and CETERA WEALTH SERVICES, LLC located in Marble Falls, Texas.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Daniel has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brandon Arrington
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Brandon Arrington FISHING GUIDE; NOT INVESTMENT RELATED; BUCHANAN DAM, TX; FISHING; FISHING GUIDE ON LAKE BUCHANAN; 100% OWNERSHIP; START DATE 1/1/2013; 24 HOURS PER MONTH; 0 HOURS DURING TRADING. (2) GRANITE WEALTH MANAGEMENT; SINCE 05/01/2011; ADDRESS SAME AS BRANCH; SENIOR FINANCIAL ADVISOR; DBA NAME; 200 HOURS SPENT ON THIS ACTIVITY/ MONTH, 8 SPENT DURING TRADING HOURS (3) TRUSTEE FOR MARVIN GLEN COMMONS FAMILY TRUST; NOT INVESTMENT RELATED; SAME ADDRESS AS REGISTERED BRANCH; TRUSTEE FOR MARVIN GLEN COMMONS FAMILY TRUST; TRUSTEE; 06/12/2019; APPX 1 HR/MONTH; APPX 1 HR/MONTH DURING TRADING; TRUSTEE TO GRAET UNCLE MARVIN GLEN COMMONS FAMILY TRUST (4) EXECUTOR OF MARVIN GLEN COMMONS; NOT INVESTMENT RELATED; SAME ADDRESS AS REGISTERED BRANCH; EXECUTOR OF MARVIN GLEN COMMONS; EXECUTOR; 06/12/2019; APPX 2 HRS/MONTH; APPX 1 HR/MONTH DURING TRADING; DISTRIBUTING ASSETS ACCORDING, MARVIN GLENN COMMONS, GREAT UNCLE. FOUND OUT AT READING OF WILL 6/12/19 (5) NAME OF OTHER BUSINESS: EDDIE EDWARDS MEMORIAL SCHOLARSHIP; INVESTMENT RELATED: NO; ADDRESS: 13355 NOEL ROAD STE 1370 DALLAS, TX 75240; NATURE OF BUSINESS: MEMORIAL SCHOLARSHIPS; START DATE: 05/2012; POSITION/TITLE/RELATIONSHIP: SELECTION COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: SCREEN APPLICANTS OF GRANDUATING SENIORS FOR SCHOLARSHIP SELECTION;
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Brandon Arrington's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 701 Avenue G, Marble Falls, TX 78654RIA
CRD#: 105644
Marble Falls, TX
Current
September 20, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 701 Avenue G, Marble Falls, TX 78654BD
CRD#: 13572
Marble Falls, TX
Past
May 20, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
June 11, 2015 - May 20, 2021
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
MARBLE FALLS, TX
Past
June 11, 2015 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
Marble Falls, TX
Past
May 6, 2011 - June 15, 2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
MARBLE FALLS, TX
Past
May 6, 2011 - June 15, 2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
MARBLE FALLS, TX
Past
January 1, 2008 - May 6, 2011
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
MARBLE FALLS, TX
Past
January 1, 2008 - May 6, 2011
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
MARBLE FALLS, TX
Past
November 15, 2002 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
MARBLE FALLS, TX
Past
June 26, 2000 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
MARBLE FALLS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/5/2023)
RR
California(9/20/2019)
RR
Colorado(9/20/2019)
RR
Connecticut(9/20/2019)
RR
Florida(9/21/2019)
RR
Georgia(1/5/2022)
RR
Iowa(4/8/2020)
RR
Kansas(5/3/2021)
RR
Kentucky(9/20/2019)
RR
Louisiana(9/20/2019)
RR
Mississippi(9/20/2019)
RR
New Jersey(9/20/2019)
RR
New Mexico(9/20/2019)
RR
North Carolina(9/20/2019)
RR
Ohio(8/6/2024)
RR
Oklahoma(9/20/2019)
RR
Oregon(9/20/2019)
RR
Texas(9/20/2019)
IAR
Texas(6/29/2023)
RR
Virginia(9/20/2019)
RR
Washington(5/21/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Marble Falls, TX 78654TRUST BUT VERIFY
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