DA
Dino Arfanis
EAGLE STRATEGIES LLC
NEW YORK, NY 10010
Some features on this profile are disabled
CRD#: 4207673
DA
Professional summary
Dino Arfanis, who also goes by Constantine Arfanis, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in New York, New York and NYLIFE SECURITIES LLC located in New York, New York.
Dino is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Dino has worked at 3 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Constantine Arfanis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Dino Arfanis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 14, 2013 - Present
EAGLE STRATEGIES LLC
Office #1: 51 Madison Avenue, New York, NY 10010RIA
CRD#: 110826
NEW YORK, NY
Current
February 1, 2007 - Present
NYLIFE SECURITIES LLC
Office #1: 51 Madison Avenue, New York, NY 10010BD
CRD#: 5167
New York, NY
Past
April 12, 2001 - June 29, 2006
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Past
June 20, 2000 - December 6, 2000
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/17/2017)
RR
Alaska(3/17/2017)
RR
Arizona(3/17/2017)
RR
Arkansas(3/17/2017)
RR
California(3/17/2017)
RR
Colorado(3/17/2017)
RR
Connecticut(3/17/2017)
RR
Delaware(3/17/2017)
RR
District of Columbia(3/17/2017)
RR
Florida(3/17/2017)
RR
Georgia(3/17/2017)
RR
Hawaii(3/17/2017)
RR
Idaho(3/17/2017)
RR
Illinois(3/17/2017)
RR
Indiana(3/17/2017)
RR
Iowa(3/17/2017)
RR
Kansas(3/17/2017)
RR
Kentucky(3/17/2017)
RR
Louisiana(3/17/2017)
RR
Maine(3/17/2017)
RR
Maryland(3/17/2017)
RR
Massachusetts(3/17/2017)
RR
Michigan(3/17/2017)
RR
Minnesota(3/17/2017)
RR
Mississippi(3/17/2017)
RR
Missouri(3/17/2017)
RR
Montana(3/17/2017)
RR
Nebraska(3/17/2017)
RR
Nevada(3/17/2017)
RR
New Hampshire(3/17/2017)
RR
New Jersey(2/16/2010)
IAR
New Jersey(1/14/2013)
RR
New Mexico(3/17/2017)
RR
New York(2/1/2007)
IAR
New York(8/3/2021)
RR
North Carolina(3/20/2017)
RR
North Dakota(3/17/2017)
RR
Ohio(3/17/2017)
RR
Oklahoma(3/17/2017)
RR
Oregon(3/17/2017)
RR
Pennsylvania(3/17/2017)
RR
Rhode Island(3/17/2017)
RR
South Carolina(3/17/2017)
RR
South Dakota(3/17/2017)
RR
Tennessee(3/17/2017)
RR
Texas(3/17/2017)
RR
Utah(3/17/2017)
RR
Vermont(3/17/2017)
RR
Virginia(3/17/2017)
RR
Washington(3/17/2017)
RR
West Virginia(3/17/2017)
RR
Wisconsin(3/17/2017)
RR
Wyoming(3/17/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/1/2002
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
