Mohammed S. Quasem
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mohammed Shahabuddin Quasem, who also goes by Sean Quasem, was a registered financial professional .
Mohammed is a previously registered financial professional and started their career in finance in 2000. Mohammed had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2016 - February 6, 2018
W G SECURITIES, LLC
March 6, 2014 - January 4, 2016
CONFIGURE PARTNERS SECURITIES, LLC
February 1, 2012 - October 22, 2013
D.A. DAVIDSON & CO.
November 6, 2000 - March 1, 2012
MCGLADREY CAPITAL MARKETS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
W G SECURITIES, LLC
CRD#: 140869 / SEC#: , 8-67346
Contact information
FINRA licenses (16 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
