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TT

Tiffany J. Taylor

TRUIST SECURITIES
ATLANTA, GA 30339
Some features on this profile are disabled
CRD#: 4207228
TT

Professional summary

Tiffany Joyce Taylor, who also goes by Tiffany Joyce Charles, is a registered financial professional currently at TRUIST SECURITIES, INC. located in Atlanta, Georgia.

Tiffany is registered as a RR (Registered Representative) and started their career in finance in 2001. Tiffany has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tiffany Joyce Charles

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tiffany Joyce Taylor's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 24, 2018 - Present

TRUIST SECURITIES, INC.

Office #1: 740 Battery Avenue, Se Fl 3 4, 5, 6, & 9, Atlanta, GA, 30339
BD
CRD#: 6271
ATLANTA, GA
Past

April 11, 2016 - October 15, 2018

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ATLANTA, GA
Past

October 23, 2009 - March 29, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
ATLANTA, GA
Past

August 22, 2006 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
ATLANTA, GA
Past

May 30, 2001 - August 9, 2006

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(10/26/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 6/5/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/29/2001
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

TS
TRUIST SECURITIES, INC.
ALEXANDER KEY INVESTMENTS | TRUIST SECURITIES, INC. | SUNTRUST ROBINSON HUMPHREY, INC. | SUNTRUST ROBINSON HUMPHREY | SUNTRUST EQUITABLE SECURITIES CORPORATION | SUNTRUST EQUITABLE SECURITIES | SUNTRUST CAPITAL MARKETS, INC. | SUNTRUST CAPITAL MANAGEMENT, INC. | EQUITABLE SECURITIES CORPORATION

CRD#: 6271 / SEC#: , 8-17212

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
740 Battery Ave, Atlanta, GA 30339
Mailing Address
740 Battery Ave, Atlanta, GA 30339
Phone number
(404) 926-5600
Established
Tennessee since 07/01/1972
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TRUIST FINANCIAL CORPORATIONPARENT COMPANY
COLEMAN, SHELLEY BRENNANAML OFFICER3163295
FARRELL, KATHLEEN ANNEBOARD MEMBER4038178
HACKETT, THOMAS PATRICKCHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER2878035
HUFFSTETLER, MARKBOARD MEMBER AND CHIEF CREDIT OFFICER2830214
HUMPHREYS, ADAMSECRETARY AND CHIEF LEGAL OFFICER7866934
JESSANI, KERRYBOARD MEMBER5048754
MILLIGAN, JOHNPRINCIPAL OPERATIONS OFFICER3206391
MORRIS, DONALD ROSS JRCHIEF FINANCIAL OFFICER3231801
PAPPAS, ALBERT GEORGECHIEF COMPLIANCE OFFICER1875535

Disclosures

Regulatory Event22
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

TRUIST SECURITIES, INC.

CRD#: 6271Atlanta, GA 30339

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