Benjamin D. Jones

FRONTEGRA STRATEGIES

Heber City, UT

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CRD#: 4206990

Professional summary

Benjamin Decator Jones, who also goes by Ben D Jones, Benjamin D Jones, is a registered financial professional currently at FRONTEGRA STRATEGIES, LLC located in Heber City, Utah.

Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2000. Benjamin has worked at 10 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ben D Jones | Benjamin D Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1: Cody Storage, Realestate, 2021, Passive Investor, 0 hours Per Month 2: 5150 Storage, Realestate, 2022, Member, 1-2 hours a month. 3: Frontier Partners, Inc., Investment Related, 400 Skokie Blvd., Suite 500, Northbrook, IL 60062, Managing Director, 40 Hours per Week 4: Frontegra Asset Management, Inc., Investment Related, 400 Skokie Blvd., Suite 500, Northbrook, IL 60062, Managing Director, 8 Hours Per Week

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Benjamin Decator Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 7, 2024 - Present

FRONTEGRA STRATEGIES, LLC

CRD#: 137529

Heber City, UT

Past

March 28, 2024 - December 31, 2024

FRONTIER PARTNERS, INC.

RIA

CRD#: 155408

Heber City, UT

Past

February 19, 2021 - April 12, 2022

BMO ASSET MANAGEMENT CORP.

RIA

CRD#: 106466

HEBER, UT

Past

January 2, 2020 - March 1, 2022

FORESIDE FINANCIAL SERVICES, LLC

CRD#: 148477

Chicago, IL

Past

November 2, 2015 - December 31, 2020

BMO ASSET MANAGEMENT CORP.

RIA

CRD#: 106466

CHICAGO, IL

Past

May 6, 2013 - December 31, 2019

BMO INVESTMENT DISTRIBUTORS, LLC

CRD#: 146711

HEBER CITY, UT

Past

March 28, 2013 - February 5, 2015

BMO HARRIS FINANCIAL ADVISORS, INC.

RIA

CRD#: 137115

CHICAGO, IL

Past

March 28, 2013 - February 5, 2015

BMO HARRIS FINANCIAL ADVISORS, INC.

CRD#: 137115

CHICAGO, IL

Past

January 1, 2009 - December 14, 2012

RUSSELL INVESTMENTS

RIA

CRD#: 105734

HEBER CITY, UT

Past

November 1, 2006 - December 14, 2012

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771

HEBER CITY, UT

Past

April 19, 2001 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

October 6, 2000 - November 2, 2006

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

SALT LAKE CITY, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/15/2024)

Alaska
(5/28/2024)

Arizona
(5/15/2024)

Arkansas
(5/15/2024)

California
(5/14/2024)

Colorado
(6/12/2024)

Connecticut
(3/8/2024)

Delaware
(5/17/2024)

District of Columbia
(5/21/2024)

Florida
(3/7/2024)

Georgia
(5/13/2024)

Hawaii
(6/12/2024)

Idaho
(3/12/2024)

Illinois
(5/21/2024)

Indiana
(5/15/2024)

Iowa
(5/17/2024)

Kansas
(5/14/2024)

Kentucky
(5/16/2024)

Louisiana
(6/13/2024)

Maine
(3/12/2024)

Maryland
(6/27/2024)

Massachusetts
(5/13/2024)

Michigan
(5/15/2024)

Minnesota
(3/7/2024)

Mississippi
(3/7/2024)

Missouri
(5/13/2024)

Montana
(5/20/2024)

Nebraska
(5/13/2024)

Nevada
(5/15/2024)

New Hampshire
(5/31/2024)

New Jersey
(5/13/2024)

New Mexico
(5/15/2024)

New York
(5/15/2024)

North Carolina
(5/15/2024)

North Dakota
(5/20/2024)

Ohio
(3/8/2024)

Oklahoma
(5/15/2024)

Oregon
(5/14/2024)

Pennsylvania
(5/13/2024)

Rhode Island
(5/15/2024)

South Carolina
(3/7/2024)

South Dakota
(5/21/2024)

Tennessee
(5/15/2024)

Texas
(5/14/2024)

Utah
(5/14/2024)

Vermont
(5/15/2024)

Virginia
(5/16/2024)

Washington
(5/15/2024)

West Virginia
(5/16/2024)

Wisconsin
(5/13/2024)

Wyoming
(5/17/2024)

Exams

State Security Law Exam

Series 63

Date: 5/10/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/31/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/16/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/5/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/12/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FRONTEGRA STRATEGIES, LLC

FRONTEGRA ALTERNATIVE STRATEGIES, LLC | FRONTEGRA STRATEGIES, LLC

CRD#: 137529 / SEC#: , 8-67094

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

999 Oakmont Plaza Drive, Suite 600, Westmont, IL 60559

Mailing Address

999 Oakmont Plaza Drive, Suite 600, Westmont, IL 60559

Phone number

(847) 509-9860

Established

Delaware since 03/15/2005

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FRONTIER NORTH AMERICA HOLDINGS INC.	HOLDING COMPANY
JONES, BENJAMIN DECATOR	CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR, GENERAL SECURITIES PRINCIPAL, OWNER	4206990
KINZER, CAROL ANN	FINOP, PFO, POO	4519471
THOMPSON, CHARLES SPURGEON II	PRESIDENT, GENERAL SECURITIES PRINCIPAL, OWNER	2547107

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Benjamin D. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Benjamin Decator Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

FRONTIER PARTNERS, INC.

BMO ASSET MANAGEMENT CORP.

FORESIDE FINANCIAL SERVICES, LLC

BMO ASSET MANAGEMENT CORP.

BMO INVESTMENT DISTRIBUTORS, LLC

BMO HARRIS FINANCIAL ADVISORS, INC.

BMO HARRIS FINANCIAL ADVISORS, INC.

RUSSELL INVESTMENTS

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/10/2024

Series 66

Date: 12/31/2008

SIE

Date: 10/1/2018

Series 7

Date: 8/16/2006

Series 6

Date: 10/5/2000

Series 24

Date: 7/12/2011

FINRA

Current Firm

FRONTEGRA STRATEGIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FRONTEGRA STRATEGIES, LLC

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