William G. Shaw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Glenn Shaw, who also goes by Billy Glenn Shaw, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1970. William had worked at 7 firms and has passed the Series 63, PC, Series 1, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 5, 2007 - March 2, 2012
GLOBAL HUNTER SECURITIES, LLC
September 3, 1999 - June 5, 2007
ROTH CAPITAL PARTNERS, LLC
February 5, 1993 - January 21, 1999
PACIFIC SUMMIT SECURITIES
July 28, 1992 - February 17, 1993
L.H. FRIEND, WEINRESS, FRANKSON & PRESSON, LLC
September 18, 1991 - July 17, 1992
D.E. FREY & COMPANY, INC.
February 15, 1988 - June 13, 1990
LEHMAN BROTHERS INC.
October 1, 1970 - February 15, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 8/31/1977
AMEX Put and Call ExamSeries 1
Date: 3/16/1970
Registered Representative ExaminationCurrent Firm
GLOBAL HUNTER SECURITIES, LLC
CRD#: 123003 / SEC#: , 8-65552
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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