Velma P. Shaw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Velma Pearl Shaw, who also goes by Velma Pearl Mauerman, Velma Pearl Myers, Velma Shaw Myers, was a registered financial professional .
Velma is a previously registered financial professional and started their career in finance in 1966. Velma had worked at 5 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 1990 - September 28, 2005
QUEST CAPITAL STRATEGIES, INC.
June 27, 1986 - October 5, 1989
JOHN M. MCGIVNEY SECURITIES, INC.
August 28, 1981 - June 26, 1984
FIRST AFFILIATED SECURITIES, INC.
October 16, 1979 - August 29, 1984
INVESTORS FINANCIAL SERVICES, INCORPORATED
May 6, 1966 - October 28, 1979
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
