Emily M. Maffey

CST ADVISORY SERVICES

Reston, VA 20191

Some features on this profile are disabled

CRD#: 4205564

Professional summary

Emily Marie Maffey, who also goes by Emily Marie Miller, Emily Marie Wade, is a registered financial advisor currently at CST ADVISORY SERVICES, LLC located in Reston, Virginia.

Emily is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Emily has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 28 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Emily Marie Miller | Emily Marie Wade

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CHIEF OPERATING OFFICER AND CERTIFIED PUBLIC ACCOUNTANT OF CST GROUP, CPAS, PC, A CERTIFIED PUBLIC ACCOUNTING FIRM AND DISTRICT ADVISORY, LLC, A CERTIFIED PUBLIC ACCOUNTING FIRM.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily Marie Maffey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 8, 2014 - Present

CST ADVISORY SERVICES, LLC

Office #1: 10740 Parkridge Blvd. 5th Floor, Reston, VA 20191

RIA

CRD#: 170232

Reston, VA

Past

January 2, 2013 - August 21, 2013

BB&T SECURITIES, LLC

CRD#: 142785

RESTON, VA

Past

February 28, 2005 - January 2, 2013

SCOTT & STRINGFELLOW, LLC

CRD#: 6255

RESTON, VA

Past

July 9, 2003 - March 1, 2005

WINDSOR GROUP, LLC

CRD#: 126259

RESTON, VA

Past

September 6, 2002 - July 7, 2003

WGS CAPITAL, LLC

CRD#: 35144

SOUTHPORT, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

District of Columbia
(6/13/2014)

IAR

Maryland
(8/4/2014)

IAR

Virginia
(5/8/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/6/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/10/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/5/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 28

Date: 5/5/2003

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/31/2003

General Securities Principal Examination

Current Firm

CST ADVISORY SERVICES, LLC

CST ADVISERY SERVICES, LLC | CST ADVISORY SERVICES, LLC

CRD#: 170232 / SEC#:

District of Columbia

Registered Investment Advisory firm - (6/13/2014 Approved)

Maryland

Registered Investment Advisory firm - (8/1/2014 Approved)

Virginia

Registered Investment Advisory firm - (5/8/2014 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10740 Parkridge Blvd. 5th Floor, Reston, VA 20191

Mailing Address

Phone number

703-391-2000 X 1230

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Raylonte Roach

EAGLE STRATEGIES LLC

IAR

BETHESDA, MD

Erin Caines

EAGLE STRATEGIES LLC

IAR

DERWOOD, MD

Matthew Halverson

MORGAN STANLEY

IAR

Washington, DC

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Emily M. Maffey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily Marie Maffey's CRS (Customer Relationship Summary).

Certified licenses

Experience

CST ADVISORY SERVICES, LLC

BB&T SECURITIES, LLC

SCOTT & STRINGFELLOW, LLC

WINDSOR GROUP, LLC

WGS CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/6/2014

Series 63

Date: 3/10/2003

Series 7

Date: 9/5/2002

Series 28

Date: 5/5/2003

Series 24

Date: 3/31/2003

Current Firm

CST ADVISORY SERVICES, LLC

Contact information

Documents

Red Flags

Company Information

CST ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Similar Advisors