Karen M. Mills

LIBERTY ONE INVESTMENT MANAGEMENT

Verona, KY

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CRD#: 4205398

Professional summary

Karen Michelle Mills, who also goes by Karen Michelle Barker, is a registered financial advisor currently at LIBERTY ONE INVESTMENT MANAGEMENT located in Verona, Kentucky.

Karen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Karen has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Karen Michelle Barker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen Michelle Mills's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 22, 2020 - Present

LIBERTY ONE INVESTMENT MANAGEMENT

RIA

CRD#: 304290

Verona, KY

Past

December 13, 2016 - June 12, 2020

ORION PORTFOLIO SOLUTIONS, LLC

RIA

CRD#: 125446

Hebron, KY

Past

September 5, 2000 - August 22, 2002

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIBERTY ONE INVESTMENT MANAGEMENT

LIBERTY ONE INVESTMENT MANAGEMENT | LIBERTY ONE INVESTMENT MANAGEMENT, LLC

CRD#: 304290 / SEC#: 801-116826

RIA

Registered Investment Advisory firm - (6/21/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(6/22/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/13/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/29/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 9/1/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LIBERTY ONE INVESTMENT MANAGEMENT

LIBERTY ONE INVESTMENT MANAGEMENT | LIBERTY ONE INVESTMENT MANAGEMENT, LLC

CRD#: 304290 / SEC#: 801-116826

RIA

Registered Investment Advisory firm - (6/21/2019 Approved)

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Contact information

Main Address

1509 N. Milwaukee Ave., Libertyville, IL 60048

Mailing Address

Phone number

(847) 680-9255

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LIBERTY ONE FORM ADV PART 2A BROCHURE (10/15/2025)

Regulatory assets under management

Total Number of Accounts	17,279
AUM (Assets Under Management)	$ 2,378,579,630

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Karen M. Mills

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen Michelle Mills's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIBERTY ONE INVESTMENT MANAGEMENT

ORION PORTFOLIO SOLUTIONS, LLC

THE HUNTINGTON INVESTMENT COMPANY

Primary Firm SEC Registration

LIBERTY ONE INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/13/2016

Series 63

Date: 9/29/2000

Series 6

Date: 9/1/2000

Current Firm

LIBERTY ONE INVESTMENT MANAGEMENT

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIBERTY ONE INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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