LH
Laura A. Hutchison
THRIVENT INVESTMENT MANAGEMENT
Mukwonago, WI
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CRD#: 4205062
LH
Professional summary
Laura Ann Hutchison, CIMA®, CPWA®, who also goes by Laura Ann Weber, Laura Ann Weber, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Mukwonago, Wisconsin.
Laura is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Laura has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Laura Ann Weber | Laura Ann Weber
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THE PEOPLE AUTHORITY, LLC POSITION: Owner NATURE: Dormant training and consulting company, focused on the financial services industry. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2011 ADDRESS: 3924 42nd Ave SW, Seattle WA 98116, United States DESCRIPTION: None at this point, again dormant LLC INVESTMENTS & WEALTH INSTITUTE POSITION: Ethics Board committee member (volunteer) NATURE: ?The Investments & Wealth Institute is a professional association, advanced education provider, and certification board for financial advisors, investment consultants, and wealth managers who continuously strive for excellence and hold themselves to the highest ethical standards. The Institute's mission is to deliver premier investment consulting and wealth management credentials and world-class education.?I've been a member of IWI since 2004 and have both IWI's CWPA and CIMA designations. ? INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/17/2023 ADDRESS: 56919 DTC Parkway STE 600, Greenwood Village CO 80111, United States DESCRIPTION: Participate in IWI ethics-related content for conferences and curriculumReview IWI applications which may have compliance and/or legal issues. There is a IWI lawyer whois responsible forall of the applications, but looks to committee members to weigh in on a potential member's ability to be admitted. Anticipated time is 1-2 emailed cases per quarter which might take 10 minutes each. RENTAL CONDO POSITION: Owner of condo NATURE: Purchased a rental condo. At this point, our family might used 4-5 times per year, the rest will be rented out through the property management company the condo is a part of. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: 281 Victorian Village #28C, Elkhart Lake WI 53020, United States DESCRIPTION: We own the condo, we will used a few times (4-5 times per year), then the property management company will rent out on our behalf. HALES CORNERS LUTHERAN FOUNDATION POSITION: Director NATURE: The Hales Corners Lutheran Foundation supports the mission and ministry of Hales Corners Lutheran Church and School today and into the future by: Encouraging and building relationships with God's people. Linking people with resources regarding biblical generosity and estate planning. Connecting charitable passions with the ministry of the Church and School Inspiring disciplined stewardship of the abundant gifts God has entrusted us to advance Hales Corners Lutheran ministries INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2024 ADDRESS: 12300 W Janesville Rd, Hales Corners WI 53130, United States DESCRIPTION: My role as the Director would involve helping direct the general Foundation. Additionally, I would help on the Gift Encouragement & Acceptance committee. The "GEA" works as a team to create ways for the congregation to learn about the Foundation. Our team also considers and accepts Foundation grant requests. Contributions to the Foundation are invested in professionally managed investment funds per the Foundation's Investment Policy. The investment income from the endowment is used to advance the mission and ministry of Hales Corners Lutheran Church and School, specifically in the areas of mission outreach, life enrichment programs, music and the arts, and education.
CRS (Client Relationship Summary) - RIA
Click below to view Laura Ann Hutchison's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Laura Ann Hutchison's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CPWA®
Start date: 2008-04-30
Expire date: 2024-03-31
Experience
Current
June 10, 2022 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #2: 600 Portland Ave S, Minneapolis, MN 55415RIA
BD
CRD#: 18387
Mukwonago, WI
Current
June 10, 2022 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 600 Portland Ave S, Minneapolis, MN 55415RIA
BD
CRD#: 18387
Minneapolis, MN
Past
November 20, 2019 - April 22, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
Milwaukee, WI
Past
November 20, 2019 - April 22, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
Milwaukee, WI
Past
June 29, 2007 - September 5, 2019
RUSSELL INVESTMENTS
RIA
CRD#: 105734
Mukwonago, WI
Past
June 28, 2005 - June 29, 2007
RUSSELL INVESTMENTS
RIA
CRD#: 105734
MILWAUKEE, WI
Past
May 21, 2004 - September 5, 2019
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
BD
CRD#: 21771
NEW YORK, NY
Past
October 30, 2002 - April 19, 2004
STRONG CAPITAL MANAGEMENT INC
RIA
CRD#: 106638
MENOMONEE FALLS, WI
Past
October 30, 2001 - April 19, 2004
STRONG INVESTMENTS, INC.
BD
CRD#: 15658
MENOMONEE FALLS, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Wisconsin(6/10/2022)
IAR
Wisconsin(6/10/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
