John P. Grazioli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Paul Grazioli, who also goes by John P. Grazioli, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2000. John had worked at 6 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2017 - December 31, 2018
GRAZIOLI ASSET MANAGEMENT, LLC
July 18, 2006 - December 23, 2009
FNB WEALTH MANAGEMENT
November 26, 2002 - October 7, 2004
INVEST FINANCIAL CORPORATION
December 5, 2001 - November 29, 2002
BNY MELLON SECURITIES LLC
June 7, 2001 - December 5, 2001
CONSECO SECURITIES, INC.
June 27, 2000 - May 9, 2001
DREYFUS INVESTMENT SERVICES COMPANY, LLC
State Registrations and Notice Filings
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Exams
Current Firm
GRAZIOLI ASSET MANAGEMENT, LLC
CRD#: 288163 / SEC#:
Contact information
Red Flags
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