Matthew A. Mazza

CETERA INVESTMENT ADVISERS LLC

SEWICKLEY, PA 15143

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CRD#: 4204275

Professional summary

Matthew Anthony Mazza is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Sewickley, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Houston, Pennsylvania.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Matthew has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. STEEL DRUM BAND; TROPICAL SANDS MUSIC; 2. NAME OF OTHER BUSINESS: BENCHMARK FINANCIAL NETWORK INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED BRANCH NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE START DATE: 09/18/2012 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: OFFERS A VARIETY OF FINANCIAL PRODUCTS; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 04/18/2016 APX NUMBER OF HOURS PER WEEK: 1-2 HOURS APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Anthony Mazza's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 2605 Nicholson Rd Ste 3200, Sewickley, PA 15143

RIA

CRD#: 105644

SEWICKLEY, PA

Current

October 24, 2005 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 203 S Shady Ave, Houston, PA 15342

CRD#: 13572

Houston, PA

Past

May 28, 2015 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

SEWICKLEY, PA

Past

January 4, 2006 - December 31, 2006

BLUE VASE CAPITAL MANAGEMENT

RIA

CRD#: 133447

MCMURRAY, PA

Past

December 1, 2004 - December 31, 2005

BLUE VASE SECURITIES, LLC

RIA

CRD#: 46765

MCMURRAY, PA

Past

December 1, 2004 - October 24, 2005

BLUE VASE SECURITIES, LLC

CRD#: 46765

WASHINGTON, PA

Past

March 8, 2004 - December 1, 2004

CINCINNATI ANALYSTS, INC.

CRD#: 5478

CINCINNATI, OH

Past

October 17, 2002 - February 25, 2004

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

October 6, 2000 - August 19, 2002

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

July 21, 2000 - September 28, 2000

UAM FUND DISTRIBUTORS, INC.

CRD#: 24364

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(3/5/2007)

Ohio
(1/17/2007)

Oregon
(6/3/2015)

Pennsylvania
(10/24/2005)

IAR

Pennsylvania
(6/29/2023)

West Virginia
(10/24/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/21/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/1/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/7/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/20/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Matthew A. Mazza

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Anthony Mazza's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

BLUE VASE CAPITAL MANAGEMENT

BLUE VASE SECURITIES, LLC

BLUE VASE SECURITIES, LLC

CINCINNATI ANALYSTS, INC.

ALLSTATE FINANCIAL SERVICES, LLC

NEW ENGLAND SECURITIES

UAM FUND DISTRIBUTORS, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/21/2004

Series 63

Date: 9/1/2000

SIE

Date: 10/1/2018

Series 7

Date: 2/7/2002

Series 6

Date: 7/20/2000

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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