JC
Justin W. Cable
SEAPORT RESEARCH PARTNERS LLC
Costa Mesa, CA 92626
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CRD#: 4203240
JC
Professional summary
Justin William Cable is a registered financial advisor currently at SEAPORT RESEARCH PARTNERS LLC located in Costa Mesa, California and SEAPORT GLOBAL SECURITIES LLC located in Costa Mesa, California.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Justin has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 86, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: UNIVERSITY OF LA VERNE. INVESTMENT RELATED? YES. ADDRESS: 1950 THIRD ST. LA VERNE, CA 91750. NATURE OF BUSINESS: UNIVERSITY OF LA VERNE IS A NOT FOR PROFIT UNIVERSITY LOCATED IN LA VERNE, CA. POSITION/TITLE: BOARD INVESTMENT COMMITTEE ADVISORY MEMBER; COLLEGE OF BUSINESS ADVISORY BOARD MEMBER. START DATE OF RELATIONSHIP: 2014. APPROX HRS/MONTH DEVOTED TO OTHER BUSINESS: 1 APPROX HRS DURING TRADING HOURS: 0-1 DUTIES RELATED TO OTHER BUSINESS: PARTICIPATE IN MEETINGS AND DISCUSSIONS REGARDING ULV'S INVESTMENTS AND THE COLLEGE OF BUSINESS. MUSICIAN, THIS IS NOT AN INVESTMENT RELATED BUSINESS. MR. CABLE IS A MUSICIAN AND THE NATURE OF THE BUSINESS IS TO PERFORM, PRODUCE & RECORD MUSIC. THE APPROXIMATE TIME PER MONTH SPENT ON THIS IS 6 HOURS NONE OF WHICH ARE DURING TRADING HOURS. DUTIES INCLUDE, PERFORMING, WRITING, RECORDING AND PRODUCING MUSIC. HE RECEIVES COMPENSATION FOR PERFORMANCES OCCASIONALLY. NAME: ALPHASIGHTS INVESTMENT RELATED: NO ADDRESS: REMOTE NATURE: EXPERT NETWORK THAT CONNECTS THEIR CLIENTS WITH INDUSTRY EXPERTS TO GAIN KNOWLEDGE/INSIGHT ON THEIR FIELD OF WORK POSITION/TITLE: INDUSTRY EXPERT START DATE: 9/28/23 HRS/MONTH DEVOTED TO OTHER BUSINESS: 1-2 HRS/MONTH DURING BUSINESS HOURS: 0 DUTIES: PROVIDE GENERAL CONSULTING/EXPERTISE RELATED TO BUSINESS STRATEGY, OPERATIONS, AND MANAGEMENT
CRS (Client Relationship Summary) - RIA
Click below to view Justin William Cable's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 12, 2021 - Present
SEAPORT RESEARCH PARTNERS LLC
Office #1: 3090 Bristol Street Office 20, Costa Mesa, CA 92626RIA
CRD#: 307075
Costa Mesa, CA
Current
September 30, 2014 - Present
SEAPORT GLOBAL SECURITIES LLC
Office #1: 3090 Bristol Street Suite 400, Costa Mesa, CA 92626BD
CRD#: 116270
Costa Mesa, CA
Past
September 4, 2020 - November 3, 2020
SEAPORT RESEARCH PARTNERS LLC
RIA
CRD#: 307075
Costa Mesa, CA
Past
January 31, 2013 - December 9, 2015
GHS TRADING LLC
BD
CRD#: 158195
COSTA MESA, CA
Past
June 12, 2007 - July 6, 2015
GLOBAL HUNTER SECURITIES, LLC
BD
CRD#: 123003
COSTA MESA, CA
Past
September 27, 2000 - May 16, 2007
B. RILEY & CO., LLC
BD
CRD#: 40355
LOS ANGELES, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/30/2014)
RR
Alaska(9/30/2014)
RR
Arizona(9/30/2014)
RR
Arkansas(9/30/2014)
RR
California(9/30/2014)
RR
Colorado(9/30/2014)
RR
Connecticut(9/30/2014)
RR
Delaware(9/30/2014)
RR
District of Columbia(9/30/2014)
RR
Florida(9/30/2014)
RR
Georgia(9/30/2014)
RR
Hawaii(9/30/2014)
RR
Idaho(9/30/2014)
RR
Illinois(9/30/2014)
IAR
Illinois(4/12/2021)
RR
Indiana(9/30/2014)
RR
Iowa(9/30/2014)
RR
Kansas(9/30/2014)
RR
Kentucky(9/30/2014)
RR
Louisiana(9/30/2014)
RR
Maine(9/30/2014)
RR
Maryland(9/30/2014)
RR
Massachusetts(9/30/2014)
RR
Michigan(9/30/2014)
RR
Minnesota(9/30/2014)
RR
Mississippi(9/30/2014)
RR
Missouri(9/30/2014)
RR
Montana(9/30/2014)
RR
Nebraska(9/30/2014)
RR
Nevada(9/30/2014)
RR
New Hampshire(9/30/2014)
RR
New Jersey(9/30/2014)
RR
New Mexico(9/30/2014)
RR
New York(9/30/2014)
RR
North Carolina(9/30/2014)
RR
North Dakota(9/30/2014)
RR
Ohio(9/30/2014)
RR
Oklahoma(9/30/2014)
RR
Oregon(9/30/2014)
RR
Pennsylvania(9/30/2014)
RR
Puerto Rico(12/3/2018)
RR
Rhode Island(9/30/2014)
RR
South Carolina(9/30/2014)
RR
South Dakota(9/30/2014)
RR
Tennessee(9/30/2014)
RR
Texas(9/30/2014)
RR
Utah(9/30/2014)
RR
Vermont(9/30/2014)
RR
Virginia(9/30/2014)
RR
Washington(9/30/2014)
RR
West Virginia(9/30/2014)
RR
Wisconsin(9/30/2014)
RR
Wyoming(9/30/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SR
SEAPORT RESEARCH PARTNERS LLC
SEAPORT RESEARCH PARTNERS LLC
CRD#: 307075 / SEC#: 801-118285
RIA
Registered Investment Advisory firm - (11/3/2020 Terminated)Illinois
Registered Investment Advisory firm - (4/12/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
190 S Lasalle Street Suite 570, Chicago, IL 60603
Mailing Address
Phone number
(312) 706-2701
Established
Firm type
Fiscal year end
# of Employees
26
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
