Maureen A. Maciver
Professional summary
Maureen Anne Maciver, who also goes by Maureen Anne Farr, is a registered financial advisor currently at CARY STREET PARTNERS located in Johnson City, Tennessee and CARY STREET PARTNERS located in Johnson City, Tennessee.
Maureen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Maureen has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Maureen Anne Maciver's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 16, 2011 - Present
CARY STREET PARTNERS
Office #1: 2335 Knob Creek Road Suite 105, Johnson City, TN 37604June 15, 2011 - Present
CARY STREET PARTNERS
Office #1: 2335 Knob Creek Road Suite 105, Johnson City, TN 37604September 3, 2008 - June 2, 2011
FTB ADVISORS, INC.
March 18, 2004 - June 2, 2011
FIRST HORIZON ADVISORS, INC.
September 26, 2000 - June 2, 2011
FIRST HORIZON ADVISORS, INC.
Primary Firm SEC Registration
CARY STREET PARTNERS
CRD#: 128545 / SEC#: 801-64239
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/9/2015)
(12/2/2024)
(9/26/2011)
(12/4/2012)
(1/24/2024)
(9/9/2022)
(2/22/2017)
(8/26/2024)
(10/9/2014)
(5/29/2013)
(2/6/2013)
(8/12/2025)
(6/16/2011)
(12/13/2018)
(5/21/2018)
(12/6/2024)
(4/23/2015)
(6/15/2011)
(6/17/2011)
(10/14/2020)
(1/3/2023)
(6/15/2011)
(1/8/2019)
(12/21/2022)
Exams
FINRA
Current Firm
CARY STREET PARTNERS
CRD#: 128545 / SEC#: 801-64239
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,853 |
| AUM (Assets Under Management) | $ 8,263,891,736 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2024 | ||
| 07/25/2023 | ||
| 01/27/2023 |
Red Flags
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