VL
Victoria G. Lindsay
TRUIST ADVISORY SERVICES
BOCA RATON, FL 33486
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CRD#: 4203109
VL
Professional summary
Victoria Grace Lindsay, who also goes by VIckie Lindsay, Victoria Grace Roraff, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Boca Raton, Florida and TRUIST INVESTMENT SERVICES, INC. located in Boca Raton, Florida.
Victoria is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Victoria has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Vickie Lindsay | Victoria Grace Roraff
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
VICTORIA LINDSAY/SELF POSITION: Owner/Self NATURE: In response to the Global Pandemic and need to PPE. I have begun making hand sewn PPE masks for those family and friends that are elderly, work in Essential businesses, and have been donating both the time and materials but I now have too many requests to maintain it as a strictly on donation and volunteer. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 04/06/2020 ADDRESS: Lake Worth FL, United States DESCRIPTION: Sewing & delivering hand made goods. BELLE OF THE BALL EVENTS BY VICKIE POSITION: Owner/Self NATURE: Event Coordinating, Decorating for Events, Place Settings INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/19/2023 ADDRESS: Lake Worth FL, United States DESCRIPTION: Event Coordinating, Decorating for Events, Place Settings
CRS (Client Relationship Summary) - RIA
Click below to view Victoria Grace Lindsay's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 9, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1 Town Center Rd, Boca Raton, FL 33486RIA
CRD#: 283390
BOCA RATON, FL
Current
January 22, 2015 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1 Town Center Rd Ste 200, Boca Raton, FL 33486BD
CRD#: 17499
BOCA RATON, FL
Past
January 23, 2015 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
BOCA RATON, FL
Past
March 27, 2009 - January 20, 2015
OPPENHEIMER & CO. INC.
RIA
CRD#: 249
BOCA RATON, FL
Past
March 20, 2009 - January 20, 2015
OPPENHEIMER & CO. INC.
BD
CRD#: 249
BOCA RATON, FL
Past
August 21, 2006 - March 17, 2009
STANFORD GROUP COMPANY
RIA
CRD#: 39285
BOCA RATON, FL
Past
August 18, 2006 - March 17, 2009
STANFORD GROUP COMPANY
BD
CRD#: 39285
BOCA RATON, FL
Past
July 3, 2002 - August 22, 2006
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
BOCA RATON, FL
Past
June 28, 2002 - August 22, 2006
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
BOCA RATON, FL
Past
June 15, 2002 - June 25, 2002
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
March 26, 2002 - June 27, 2002
WACHOVIA SECURITIES, INC.
RIA
CRD#: 431
LAKE WORTH, FL
Past
January 16, 2002 - June 15, 2002
WACHOVIA SECURITIES, INC.
BD
CRD#: 431
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/13/2021)
RR
Alaska(4/13/2021)
RR
Arizona(11/9/2017)
RR
Arkansas(4/13/2021)
RR
California(1/29/2015)
RR
Colorado(1/29/2015)
RR
Connecticut(3/27/2015)
RR
Delaware(1/29/2015)
RR
District of Columbia(11/9/2017)
RR
Florida(1/22/2015)
IAR
Florida(9/9/2016)
RR
Georgia(1/22/2015)
RR
Hawaii(4/13/2021)
RR
Idaho(4/13/2021)
RR
Illinois(1/29/2015)
RR
Indiana(7/14/2017)
RR
Iowa(1/29/2015)
RR
Kansas(11/9/2017)
RR
Kentucky(1/29/2015)
RR
Louisiana(1/29/2015)
RR
Maine(11/9/2017)
RR
Maryland(1/29/2015)
RR
Massachusetts(2/2/2015)
RR
Michigan(1/29/2015)
RR
Minnesota(11/9/2017)
RR
Mississippi(11/9/2017)
RR
Missouri(8/3/2016)
RR
Montana(4/13/2021)
RR
Nebraska(11/9/2017)
RR
Nevada(1/29/2015)
RR
New Hampshire(1/29/2015)
RR
New Jersey(1/29/2015)
RR
New Mexico(4/12/2018)
RR
New York(1/29/2015)
RR
North Carolina(1/29/2015)
RR
North Dakota(4/13/2021)
RR
Ohio(1/29/2015)
RR
Oklahoma(4/13/2021)
RR
Oregon(1/29/2015)
RR
Pennsylvania(1/29/2015)
RR
Puerto Rico(4/13/2021)
RR
Rhode Island(4/13/2021)
RR
South Carolina(1/13/2017)
RR
South Dakota(4/13/2021)
RR
Tennessee(7/14/2017)
RR
Texas(1/29/2015)
RR
Utah(7/14/2017)
RR
Vermont(11/9/2017)
RR
Virgin Islands(4/13/2021)
RR
Virginia(1/29/2015)
RR
Washington(2/1/2018)
RR
West Virginia(11/9/2017)
RR
Wisconsin(11/9/2017)
RR
Wyoming(4/13/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Boca Raton, FL 33486TRUST BUT VERIFY
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