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MF

Michael A. Fruchter

SRT SECURITIES
BIRMINGHAM, MI 48009
Some features on this profile are disabled
CRD#: 4202965
MF

Professional summary


Michael Alan Fruchter, who also goes by Michael Alan Fruchter Mr., is a registered financial professional currently at SRT SECURITIES LLC located in Birmingham, Michigan and BESTEX RESEARCH SECURITIES, LLC located in Stamford, Connecticut.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 4 firms and has passed the SIE, Series 99TO and Series 27 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Michael Alan Fruchter Mr.

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Alan Fruchter's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 17, 2012 - Present

SRT SECURITIES LLC

Office #1: 416 Hawthorne Street, Birmingham, MI 48009
BD
CRD#: 33725
BIRMINGHAM, MI
Current

May 15, 2026 - Present

BESTEX RESEARCH SECURITIES, LLC

Office #1: 2 Landmark Square Suite 214, Stamford, CT 06901
BD
CRD#: 309569
Stamford, CT
Past

February 20, 2009 - January 9, 2012

METCAP SECURITIES, LLC

BD
CRD#: 30418
NEW YORK CITY, NY
Past

September 24, 2003 - October 31, 2008

HCFP BRENNER SECURITIES, LLC

BD
CRD#: 46003
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Texas, Inc.

Current Firm


BR
BESTEX RESEARCH SECURITIES, LLC
BESTEX RESEARCH SECURITIES, LLC

CRD#: 309569 / SEC#: , 8-70584

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
2 Landmark Square Suite 214, Stamford, CT 06901
Mailing Address
2 Landmark Square Suite 214, Stamford, CT 06901
Phone number
(203) 989-9218
Established
Delaware since 04/23/2020
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
BESTEX RESEARCH GROUP, LLCDIRECT OWNER
DERIAN, BEATRICECHIEF FINANCIAL OFFICER/FINOP6368396
MEROLLA, PAUL ANTHONY SR.CHIEF COMPLIANCE OFFICER1099818
MITTAL, HITESHCHIEF EXECUTIVE OFFICER4540871
SARAIYA, NIGAM HARISHCHIEF PRODUCT OFFICER5498898

Red Flags


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Company Information


BESTEX RESEARCH SECURITIES, LLC

CRD#: 309569Birmingham, MI 48009

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