MD
Matthew A. Dickson
FIDELITY BROKERAGE SERVICES LLC
Smithfield, RI 02917
Some features on this profile are disabled
CRD#: 4202929
MD
Professional summary
Matthew Anthony Dickson, who also goes by Matt Dickson, Matthew Dickson, Matthew Anthony Dickson, Matthew A Dickson, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2004. Matthew has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Matt Dickson | Matthew Dickson | Matthew Anthony Dickson | Matthew A Dickson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Matthew Anthony Dickson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 14, 2024 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
Smithfield, RI
Past
May 4, 2022 - May 20, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MENDOTA HTS, MN
Past
March 16, 2021 - August 17, 2021
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
ST. PAUL, MN
Past
July 20, 2017 - August 6, 2019
QUASAR DISTRIBUTORS, LLC
BD
CRD#: 103848
PORTLAND, ME
Past
February 28, 2017 - May 10, 2017
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
SAINT PAUL, MN
Past
January 6, 2014 - October 10, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Minneapolis, MN
Past
October 4, 2006 - July 13, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Minneapolis, MN
Past
June 3, 2005 - June 20, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
June 3, 2005 - October 10, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Minneapolis, MN
Past
December 7, 2004 - April 19, 2005
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
SAN FRANCISCO, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/10/2024)
RR
Alaska(9/10/2024)
RR
Arizona(9/10/2024)
RR
Arkansas(9/10/2024)
RR
California(9/10/2024)
RR
Colorado(9/10/2024)
RR
Connecticut(9/10/2024)
RR
Delaware(9/10/2024)
RR
District of Columbia(9/10/2024)
RR
Florida(9/10/2024)
RR
Georgia(9/10/2024)
RR
Hawaii(9/10/2024)
RR
Idaho(9/10/2024)
RR
Illinois(9/10/2024)
RR
Indiana(9/10/2024)
RR
Iowa(9/10/2024)
RR
Kansas(9/10/2024)
RR
Kentucky(9/10/2024)
RR
Louisiana(9/10/2024)
RR
Maine(9/10/2024)
RR
Maryland(9/10/2024)
RR
Massachusetts(9/10/2024)
RR
Michigan(9/10/2024)
RR
Minnesota(8/14/2024)
RR
Mississippi(9/10/2024)
RR
Missouri(9/10/2024)
RR
Montana(9/10/2024)
RR
Nebraska(9/10/2024)
RR
Nevada(9/10/2024)
RR
New Hampshire(9/10/2024)
RR
New Jersey(9/10/2024)
RR
New Mexico(9/10/2024)
RR
New York(9/10/2024)
RR
North Carolina(9/10/2024)
RR
North Dakota(9/10/2024)
RR
Ohio(9/11/2024)
RR
Oklahoma(9/10/2024)
RR
Oregon(9/10/2024)
RR
Pennsylvania(9/10/2024)
RR
Puerto Rico(9/10/2024)
RR
Rhode Island(9/10/2024)
RR
South Carolina(9/10/2024)
RR
South Dakota(9/10/2024)
RR
Tennessee(9/10/2024)
RR
Texas(9/10/2024)
RR
Utah(9/10/2024)
RR
Vermont(9/10/2024)
RR
Virgin Islands(9/10/2024)
RR
Virginia(9/10/2024)
RR
Washington(9/10/2024)
RR
West Virginia(9/10/2024)
RR
Wisconsin(9/10/2024)
RR
Wyoming(9/10/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
FB
FIDELITY BROKERAGE SERVICES LLC
FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.
CRD#: 7784 / SEC#: , 8-23292
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262
Phone number
(617) 563-7000
Established
Delaware since 06/08/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Smithfield, RI 02917TRUST BUT VERIFY
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