David A. Deckelbaum

TD SECURITIES (USA) LLC

Stamford, CT 06902

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CRD#: 4202726

Professional summary

David Adam Deckelbaum, who also goes by David Adam Deckelbaum, is a registered financial professional currently at TD SECURITIES (USA) LLC located in Stamford, Connecticut.

David is registered as a RR (Registered Representative) and started their career in finance in 2002. David has worked at 7 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 7 and Series 55 exams.

Question & Answer

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Aliases

David Adam Deckelbaum

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Adam Deckelbaum's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 7, 2024 - Present

TD SECURITIES (USA) LLC

Office #1: 262 Harbor Blvd 2nd Floor, Stamford, CT 06902

CRD#: 18476

Stamford, CT

Past

October 4, 2018 - April 11, 2024

COWEN AND COMPANY

CRD#: 7616

NEW YORK, NY

Past

September 13, 2011 - August 17, 2018

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

New York, NY

Past

April 15, 2008 - March 18, 2011

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

June 15, 2007 - March 24, 2008

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

August 16, 2002 - July 18, 2003

SCHONFELD SECURITIES, LLC

CRD#: 23304

JERICHO, NY

Past

April 23, 2002 - September 11, 2002

RUMSON CAPITAL, LLC

CRD#: 33848

MONTEBELLO, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(3/7/2024)

New York
(3/7/2024)

Exams

State Security Law Exam

Series 63

Date: 6/20/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/17/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 86

Date: 6/29/2007

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 6/29/2007

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 6/14/2007

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 6/20/2002

Limited Representative-Equity Trader Exam

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

TD SECURITIES (USA) LLC

AMERICAN GOVERNMENT SECURITIES, INC. | TORONTO DOMINION SECURITIES CORP. | TORONTO DOMINION SECURITIES (USA) INC. | TD SECURITIES (USA) LLC | TD SECURITIES (USA) INC.

CRD#: 18476 / SEC#: , 8-36747

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

One Vanderbilt Avenue, New York, NY 10017

Mailing Address

One Vanderbilt Avenue, New York, NY 10017

Phone number

(212) 827-7000

Established

Delaware since 11/01/2004

Firm type

Limited Liability Company

Fiscal year end

October

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TORONTO DOMINION HOLDINGS (U.S.A.), INC.	PARENT
BROADBERY, MICHAEL	CHIEF COMPLIANCE OFFICER	6947899
GIBSON, GLENN	CHIEF EXECUTIVE OFFICER	5659024
JENKINS, CHRISTINE J	FINANCIAL & OPERATIONS PRINCIPAL	4911933
ORTIZ, JORGE LUIS	CHIEF FINANCIAL OFFICER	2725922
PETROU, CHRISTINA A	CHIEF OPERATING OFFICER	4007468

Disclosures

Regulatory Event	20
Criminal	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Firm Stability Insights

David A. Deckelbaum

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Adam Deckelbaum's CRS (Customer Relationship Summary).

Certified licenses

Experience

COWEN AND COMPANY

KEYBANC CAPITAL MARKETS INC.

UBS SECURITIES LLC

BANC OF AMERICA SECURITIES LLC

SCHONFELD SECURITIES, LLC

RUMSON CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/20/2007

SIE

Date: 8/17/2018

Series 86

Date: 6/29/2007

Series 87

Date: 6/29/2007

Series 7

Date: 6/14/2007

Series 55

Date: 6/20/2002

FINRA

Nasdaq Stock Market

Current Firm

TD SECURITIES (USA) LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TD SECURITIES (USA) LLC

TRUST BUT VERIFY

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