Dale M. Bandel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dale Mary Bandel, who also goes by Dale E. Bandel, Dale Mary Reinhardt, was a registered financial professional .
Dale is a previously registered financial professional and started their career in finance in 2001. Dale had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2014 - October 29, 2014
CERTUS INVESTMENT ADVISORS, LLC
October 25, 2013 - October 29, 2014
CERTUSSECURITIES, INC.
July 9, 2009 - June 13, 2013
CITIGROUP GLOBAL MARKETS INC.
July 2, 2009 - June 13, 2013
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - January 24, 2008
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - January 24, 2008
CITIGROUP GLOBAL MARKETS INC.
June 29, 2001 - May 29, 2007
CITICORP INVESTMENT SERVICES
June 26, 2001 - May 29, 2007
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
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Exams
Current Firm
CERTUS INVESTMENT ADVISORS, LLC
CRD#: 159221 / SEC#: 801-76679
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
