Kelly J. Allman

GARRETT CAPITAL INVESTMENT MANAGEMENT

Pleasant Grove, UT

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CRD#: 4202151

Professional summary

Kelly Jay Allman, who also goes by Kelly Jay Allman, is a registered financial advisor currently at GARRETT CAPITAL INVESTMENT MANAGEMENT located in Pleasant Grove, Utah.

Kelly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Kelly has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kelly Jay Allman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: B&L Ventures INSTITUTE OF FINANCIAL EDUCATION POSITION: independent contractor NATURE: Financial Education INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 10/02/2020 ADDRESS: 1935 West 4700 South #115, Taylorsville UT 84129, United States DESCRIPTION: I teach one class three times a week and I teach individual clients through zoom at nights and on weekends (outside of my normal work schedule).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Jay Allman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 13, 2024 - Present

GARRETT CAPITAL INVESTMENT MANAGEMENT

RIA

CRD#: 116107

Pleasant Grove, UT

Past

October 2, 2023 - February 27, 2024

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

South Jordan, UT

Past

February 3, 2023 - February 27, 2024

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

South Jordan, UT

Past

January 6, 2017 - March 30, 2023

GARRETT CAPITAL INVESTMENT MANAGEMENT

RIA

CRD#: 116107

Pleasant Grove, UT

Past

August 29, 2000 - December 21, 2001

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(6/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/9/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/6/2017

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/30/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/16/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/28/2000

General Securities Representative Examination

Current Firm

GARRETT CAPITAL INVESTMENT MANAGEMENT

GARRETT CAPITAL INC. | THETIMER.COM | THEASSETALLOCATOR.COM | GARRETT CAPITAL INVESTMENT MANAGEMENT

CRD#: 116107 / SEC#:

California

Registered Investment Advisory firm - (4/28/2023 Terminated)

Idaho

Registered Investment Advisory firm - (5/5/2006 Approved)

Utah

Registered Investment Advisory firm - (11/23/1999 Approved)

Washington

Registered Investment Advisory firm - (12/5/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Kaysville, UT

Mailing Address

Phone number

(800) 657-2600

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	39
AUM (Assets Under Management)	$ 5,682,434

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kelly J. Allman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Jay Allman's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC

GARRETT CAPITAL INVESTMENT MANAGEMENT

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/9/2023

Series 65

Date: 1/6/2017

Series 7TO

Date: 9/30/2023

SIE

Date: 9/16/2023

Series 7

Date: 8/28/2000

Current Firm

GARRETT CAPITAL INVESTMENT MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GARRETT CAPITAL INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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