Gregory D. Lewis
Professional summary
Gregory Dean Lewis, who also goes by Greg Lewis, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in El Segundo, California and CETERA INVESTMENT SERVICES LLC located in El Segundo, California.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Gregory has worked at 14 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Dean Lewis's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245December 9, 2021 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245December 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245December 9, 2021 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245December 9, 2021 - Present
CETERA ADVISORS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245December 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
December 9, 2021 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
May 11, 2016 - September 27, 2021
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
May 10, 2016 - September 27, 2021
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 25, 2016 - May 3, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
January 20, 2016 - May 3, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
May 23, 2014 - December 24, 2015
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
April 21, 2014 - December 24, 2015
CAMBRIDGE INVESTMENT RESEARCH, INC.
July 29, 2013 - April 17, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 29, 2013 - April 17, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 6, 2013 - July 2, 2013
WELLS FARGO CLEARING SERVICES, LLC
June 5, 2013 - July 2, 2013
WELLS FARGO CLEARING SERVICES, LLC
May 6, 2009 - February 25, 2013
MML INVESTORS SERVICES, LLC
May 2, 2008 - February 25, 2013
MML INVESTORS SERVICES, LLC
February 19, 2008 - April 22, 2008
CAMBRIDGE INVESTMENT RESEARCH, INC.
July 16, 2007 - January 2, 2008
WELLS FARGO CLEARING SERVICES, LLC
February 22, 2006 - June 5, 2007
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 4, 2004 - February 28, 2006
WELLS FARGO CLEARING SERVICES, LLC
February 21, 2003 - November 21, 2003
NCF FINANCIAL SERVICES, INC.
September 14, 2000 - February 22, 2001
SECURIAN FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/9/2021)
(12/14/2021)
(3/21/2023)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
