Nathaniel John Miller
ChFC®, CLU®Professional Summary
Nathaniel John Miller, ChFC®, CLU®, who also goes by Nate Miller, is a registered financial advisor currently at THE WELLINGTON GRP LLC located in Indianapolis, Indiana and PURSHE KAPLAN STERLING INVESTMENTS located in Indianapolis, Indiana. Nathaniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Nathaniel has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Nate Miller
Similar Advisors
SANCTUARY ADVISORS, LLC
SANCTUARY ADVISORS, LLC
WELLINGTON INVESTMENT ADVISORS
SANCTUARY ADVISORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SANCTUARY ADVISORS, LLC
SANCTUARY ADVISORS, LLC
WELLINGTON INVESTMENT ADVISORS
SANCTUARY ADVISORS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
SANCTUARY ADVISORS, LLC
SANCTUARY ADVISORS, LLC
WELLINGTON INVESTMENT ADVISORS
SANCTUARY ADVISORS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SANCTUARY ADVISORS, LLC
SANCTUARY ADVISORS, LLC
WELLINGTON INVESTMENT ADVISORS
SANCTUARY ADVISORS, LLC
Credentials
Years of Experience
26 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
SANCTUARY ADVISORS, LLC
SANCTUARY ADVISORS, LLC
WELLINGTON INVESTMENT ADVISORS
SANCTUARY ADVISORS, LLC
Current Firm
THE WELLINGTON GROUP | WELLINGTONWS, LLC | THE WELLINGTON GRP LLC
Contact Information
Main Address
9000 Keystone Crossing Suite 400, Indianapolis, IN 46240Phone Number
(317) 846-5055# of Employees
10SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,516AUM (Assets Under Management)
$473,645,985Similar Advisors
SANCTUARY ADVISORS, LLC
SANCTUARY ADVISORS, LLC
WELLINGTON INVESTMENT ADVISORS
SANCTUARY ADVISORS, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
SANCTUARY ADVISORS, LLC
SANCTUARY ADVISORS, LLC
WELLINGTON INVESTMENT ADVISORS
SANCTUARY ADVISORS, LLC
Primary Firm SEC Registration
THE WELLINGTON GROUP | WELLINGTONWS, LLC | THE WELLINGTON GRP LLC
State Registrations and Notice Filings
(11/17/2023)
(11/17/2023)
(11/17/2023)
(11/17/2023)
(11/17/2023)
(11/17/2023)
(10/13/2023)
(11/17/2023)
(11/17/2023)
(10/13/2023)
(10/13/2023)
(10/22/2024)
(11/17/2023)
(11/17/2023)
(11/17/2023)
(11/17/2023)
(11/17/2023)
(11/17/2023)
(11/17/2023)
(11/17/2023)
(11/17/2023)
(11/17/2023)
(11/17/2023)
(11/17/2023)
(11/17/2023)
(11/17/2023)
(11/17/2023)
(11/17/2023)
(11/17/2023)
(11/17/2023)
(11/17/2023)
(11/17/2023)
(11/17/2023)
(11/17/2023)
(11/17/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2000About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Sep 2003About the Series 26 examSRO Registrations
Similar Advisors
SANCTUARY ADVISORS, LLC
SANCTUARY ADVISORS, LLC
WELLINGTON INVESTMENT ADVISORS
SANCTUARY ADVISORS, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Nathaniel John Miller's CRS (Customer Relationship Summary).
Similar Advisors
SANCTUARY ADVISORS, LLC
SANCTUARY ADVISORS, LLC
WELLINGTON INVESTMENT ADVISORS
SANCTUARY ADVISORS, LLC