Timothy F. Dahlke
Professional summary
Timothy Francis Dahlke, who also goes by Tim Francis Dahlke, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 2000. Timothy has worked at 7 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Francis Dahlke's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2019 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901December 12, 2016 - May 2, 2019
QUESTAR ASSET MANAGEMENT, INC.
September 9, 2014 - May 2, 2019
QUESTAR CAPITAL CORPORATION
January 11, 2012 - September 16, 2014
WOODBURY FINANCIAL SERVICES, INC.
May 31, 2011 - January 20, 2012
HIMCO DISTRIBUTION SERVICES COMPANY
August 8, 2006 - June 8, 2009
HIMCO DISTRIBUTION SERVICES COMPANY
October 3, 2001 - October 30, 2001
SUNAMERICA SECURITIES, INC.
July 24, 2000 - February 9, 2001
STRONG INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/22/2022)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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