DL
David F. Lagrange
MOLONEY SECURITIES ASSET MANAGEMENT LLC
WINTERSET, IA 50273
Some features on this profile are disabled
CRD#: 4200976
DL
Professional summary
David Francis Lagrange, CFP®, who also goes by David Francis La Grange, is a registered financial advisor currently at MOLONEY SECURITIES ASSET MANAGEMENT LLC located in Winterset, Iowa and MOLONEY SECURITIES CO., INC. located in Winterset, Iowa.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. David has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Francis La Grange
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. BRIDGES INSURANCE GROUP, INVESTMENT RELATED, 56 COURT, WINTERSET, IA OWNER/OPERATOR OF FIXED INSURANCE, PROPERTY-CASUALTY, LIFE & HEALTH INSURANCE. START DATE JANAURY, 2002. 30 HOURS PER MONTH W/20 HOURS/MONTH SPENT DURING SECURITIES TRADING HOURS. 2. PRESIDENT, BRIDGES FINANCIAL, INC. - FINANCIAL SERVICES BUSINESS OFFERING ACCOUNTING, BOOKKEEPING AND TAX PREPARATION SERVICES. NOT ACTIVE, OWNERSHIP ONLY ON THE TAX AND ACCOUNTING PART OF BUSINESS. 3. TREASURER, LA GRANGE 1992, INC., NOT INVESTMENT-RELATED, NO TIME DEVOTED DURING SECURITIES TRADING HOURS. 4. BOARD MEMBER, WINTERSET AIRPORT AUTHORITY, OVERSEE ACTIVITIES AND FINANCES OF THE AIRPORT. 3405 NORTH 8TH AVE. WINTERSET, IA, 50273. ONE HOUR/WEEK DURING TRADING HOURS. NOT INVESTMENT RELATED. 5. CHURCH TRUSTEE, ST. JOSEPH CHURCH - SIGN OFF ANNUALLY ON CHURCH'S CORPORATION'S 990 TAX RETURN. 1026 NORTH 8TH AVE., WINTERSET, IA 50273. NOT INVESTMENT RELATED. HALF AN HOUR/WEEK DURING TRADING HOURS. 6. TREASURER, WINTERSET COMMUNITY BAND. 708 WEST JEFFERSON STREET, WINTERSET, IA 50273. NOT INVESTMENT RELATED. NO TIME DEVOTED DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view David Francis Lagrange's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
February 23, 2016 - Present
MOLONEY SECURITIES ASSET MANAGEMENT LLC
Office #1: 56 Court Street, Winterset, IA 50273RIA
CRD#: 282448
WINTERSET, IA
Current
July 31, 2012 - Present
MOLONEY SECURITIES CO., INC.
Office #1: 56 Court Street, Winterset, IA 50273BD
CRD#: 38535
Winterset, IA
Past
March 17, 2016 - December 31, 2016
MOLONEY INVESTMENT ADVISORY LLC
RIA
CRD#: 282140
WINTERSET, IA
Past
August 2, 2012 - April 13, 2016
MOLONEY SECURITIES CO., INC.
RIA
CRD#: 38535
WINTERSET, IA
Past
January 20, 2010 - July 31, 2012
EAGLE ONE INVESTMENTS, LLC
RIA
CRD#: 45254
WINTERSET, IA
Past
July 21, 2000 - July 31, 2012
EAGLE ONE INVESTMENTS, LLC
BD
CRD#: 45254
WINTERSET, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MS
MOLONEY SECURITIES ASSET MANAGEMENT LLC
ADVANCED FINANCIAL SOLUTIONS LLC | WESTPORT ADVISORY GROUP, LLC | WARREN FINANCIAL SERVICES | VANCE CAPITAL MANAGEMENT, LLC | TEAM DUNCAN FINANCIAL | SYNERGISTIC FINANCIAL CENTER | SUGAR CREEK ADVISORY GROUP | ST. LOUIS ASSET MANAGEMENT | ST. CROIX CAPITAL MANAGEMENT | SENTINEL WEALTH MANAGEMENT | SALISH WEALTH MANAGEMENT | RUSSELL WEALTH MANAGEMENT | ROYAL ROUTE COMPANY, LLC | PLANNED INVESTMENT COMPANY, INC. | NYE INVESTMENT PLANNERS, INC. | NMG FINANCIAL SERVICES | NETSTREET BROKERAGE | MOLONEY SECURITIES ASSET MANAGEMENT LLC | MINNESOTA VALLEY INVESTMENTS | LITTLEWOOD FINANCIAL SERVICES, LLC | LILLEBERG FINANCIAL GROUP | KEKERIS FINANCIAL GROUP | JCL CAPITAL MANAGEMENT, LLC | INVESTMENT CENTER OF GREENVILLE | INVESTMENT CENTER OF ESTES PARK, INC. | HERITAGE INVESTMENT MANAGEMENT, LLP | GRAND GLAIZE WEALTH MANAGEMENT | CP WEALTH | CHRISTIANSON FINANCIAL ADVISORS LLC | BRIDGES FINANCIAL | ASSET ALLIANCE FINANCIAL WEALTH MANAGEMENT AND PLANNING | ARTISAN ASSET MANAGEMENT, LLC | ARLINGTON FINANCIAL SERVICES
CRD#: 282448 / SEC#: 801-107149
RIA
Registered Investment Advisory firm - (12/31/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/31/2012)
RR
Arkansas(5/2/2022)
RR
California(7/31/2012)
RR
Colorado(9/5/2012)
RR
District of Columbia(9/11/2023)
RR
Florida(7/31/2012)
RR
Idaho(11/23/2021)
RR
Illinois(7/31/2012)
RR
Iowa(7/31/2012)
IAR
Iowa(2/23/2016)
RR
Michigan(7/31/2012)
RR
Minnesota(7/31/2012)
RR
Missouri(2/7/2013)
RR
Montana(3/7/2018)
RR
Nebraska(3/14/2016)
RR
New York(2/8/2013)
RR
North Carolina(8/22/2012)
RR
Ohio(7/31/2012)
RR
Oklahoma(2/4/2020)
RR
South Carolina(7/20/2016)
RR
South Dakota(6/26/2018)
RR
Texas(7/31/2012)
RR
Virginia(2/3/2014)
RR
Washington(9/7/2017)
RR
Wisconsin(7/31/2012)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MS
MOLONEY SECURITIES ASSET MANAGEMENT LLC
ADVANCED FINANCIAL SOLUTIONS LLC | WESTPORT ADVISORY GROUP, LLC | WARREN FINANCIAL SERVICES | VANCE CAPITAL MANAGEMENT, LLC | TEAM DUNCAN FINANCIAL | SYNERGISTIC FINANCIAL CENTER | SUGAR CREEK ADVISORY GROUP | ST. LOUIS ASSET MANAGEMENT | ST. CROIX CAPITAL MANAGEMENT | SENTINEL WEALTH MANAGEMENT | SALISH WEALTH MANAGEMENT | RUSSELL WEALTH MANAGEMENT | ROYAL ROUTE COMPANY, LLC | PLANNED INVESTMENT COMPANY, INC. | NYE INVESTMENT PLANNERS, INC. | NMG FINANCIAL SERVICES | NETSTREET BROKERAGE | MOLONEY SECURITIES ASSET MANAGEMENT LLC | MINNESOTA VALLEY INVESTMENTS | LITTLEWOOD FINANCIAL SERVICES, LLC | LILLEBERG FINANCIAL GROUP | KEKERIS FINANCIAL GROUP | JCL CAPITAL MANAGEMENT, LLC | INVESTMENT CENTER OF GREENVILLE | INVESTMENT CENTER OF ESTES PARK, INC. | HERITAGE INVESTMENT MANAGEMENT, LLP | GRAND GLAIZE WEALTH MANAGEMENT | CP WEALTH | CHRISTIANSON FINANCIAL ADVISORS LLC | BRIDGES FINANCIAL | ASSET ALLIANCE FINANCIAL WEALTH MANAGEMENT AND PLANNING | ARTISAN ASSET MANAGEMENT, LLC | ARLINGTON FINANCIAL SERVICES
CRD#: 282448 / SEC#: 801-107149
RIA
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Contact information
Main Address
13537 Barrett Parkway Drive, Suite 300, Manchester, MO 63021
Mailing Address
Phone number
(314) 909-0600
Established
Firm type
Fiscal year end
# of Employees
77
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,390 |
| AUM (Assets Under Management) | $ 1,389,405,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 01/14/2025 | ||
| 12/20/2023 | ||
| 12/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
