William F. Bruckner
Professional summary
William Frank Bruckner III, CFP®, who also goes by William Frank Bruckner III, William Frank Bruckner, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Jersey City, New Jersey and NATIONAL FINANCIAL SERVICES LLC located in Jersey City, New Jersey.
William is registered as a RR (Registered Representative) and started their career in finance in 2001. William has worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Frank Bruckner III's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 10, 2025 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 499 Washington Blvd, Jersey City, NJ 07310July 29, 2025 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 499 Washington Blvd, Jersey City, NJ 07310August 1, 2025 - Present
FIDELITY DISTRIBUTORS COMPANY LLC
Office #1: 499 Washington Blvd, Jersey City, NJ 07310May 17, 2024 - May 27, 2025
WESTMINSTER FINANCIAL ADVISORY CORP
May 17, 2024 - May 27, 2025
WESTMINSTER FINANCIAL SECURITIES, INC.
November 30, 2021 - September 27, 2023
PERSHING ADVISOR SOLUTIONS LLC
June 24, 2011 - September 27, 2023
PERSHING LLC
April 1, 2010 - June 15, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 18, 2010 - June 15, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 20, 2001 - January 19, 2010
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/10/2025)
Exams
Series 52TO
Date: 8/1/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
FIDELITY DISTRIBUTORS COMPANY LLC
CRD#: 17507 / SEC#: , 8-35097
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | STOCKHOLDER | |
| ACKERMAN, CHARLES ALLAN | DIRECTOR | 2168517 |
| ADAMS, ROBERT | COO | 1291582 |
| GUSTAFSON, DALTON | PRESIDENT/DIRECTOR | 2439305 |
| HAGGERTY, MARK A | EXECUTIVE VICE PRESIDENT/DIRECTOR | 4347837 |
| KAVANAUGH, NATALIE ANN | CHIEF LEGAL OFFICER | |
| MCGINTY, JOHN JR. | CHIEF COMPLIANCE OFFICER | 5560420 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 17 |
Red Flags
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