Brian Brickhaus
Professional summary
Brian Brickhaus, who also goes by Brian Charles Brickhaus, is a registered financial advisor currently at SAXONY SECURITIES, INC. located in Perryville, Missouri.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2000. Brian has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Brickhaus's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 24, 2005 - Present
SAXONY SECURITIES, INC.
Office #1: 620 N Kingshighway Suite 30, Perryville, MO 63775May 16, 2006 - December 31, 2009
SAXONY CAPITAL MANAGEMENT, LLC
February 5, 2001 - October 21, 2005
EDWARD JONES
July 5, 2000 - January 26, 2001
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2018)
(3/1/2022)
(10/27/2005)
(6/5/2024)
(7/6/2022)
Exams
FINRA
Current Firm
SAXONY SECURITIES, INC.
CRD#: 115547 / SEC#: , 8-53490
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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