Scott L. Mittelman
Professional summary
Scott Lawrence Mittelman is a registered financial professional currently at WALLEYE TRADING LLC located in New York, New York.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2000. Scott has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 56, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Lawrence Mittelman's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2024 - Present
WALLEYE TRADING LLC
Office #1: 315 Park Ave S Floor 17 & 18, New York, NY 10010January 30, 2015 - July 18, 2019
WALLEYE TRADING LLC
March 7, 2006 - April 18, 2008
JEFFERIES LLC
June 21, 2002 - January 14, 2005
J.P. MORGAN SECURITIES LLC
June 26, 2000 - November 12, 2001
LIGHTSPEED PROFESSIONAL TRADING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 10/1/2024
Securities Trader ExamSeries 56
Date: 1/30/2015
Proprietary Trader Qualification ExaminationSeries 55
Date: 7/10/2000
Limited Representative-Equity Trader ExamBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
WALLEYE TRADING LLC
CRD#: 136196 / SEC#: , 8-66988
Contact information
Documents
Disclosures
| Regulatory Event | 14 |
Red Flags
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