Elizabeth A. Brown

CETERA INVESTMENT ADVISERS

TOWSON, MD 21286

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CRD#: 4198173

Professional summary

Elizabeth Andes Brown, who also goes by Elizabeth Grace Andes, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Towson, Maryland and CETERA WEALTH SERVICES, LLC located in Baltimore, Maryland.

Elizabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Elizabeth has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Aliases

Elizabeth Grace Andes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Andes Brown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 501 Fairmount Ave, Towson, MD 21286Office #2: 10283 York Rd, Cockeysville, MD 21030Office #3: 8108 Jumpers Hole Road, Pasadena, MD 21120Office #4: 9050 Baltimore National Pike, Ellicott City, MD 21042Office #5: 1355 Orchard Dr, Chambersburg, PA 17201Office #6: 8216 Philadelphia Rd, Baltimore, MD 21237

RIA

CRD#: 105644

TOWSON, MD

Current

January 6, 2020 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 8216 Philadelphia Rd, Baltimore, MD 21237Office #2: 501 Fairmount Ave Suite 200, Towson, MD 21286Office #3: 990 Lincoln Way East, Suite 1, Chambersburg, PA 17201

CRD#: 13572

BALTIMORE, MD

Past

March 18, 2020 - July 1, 2020

WHEATLAND ADVISORS INC

RIA

CRD#: 105026

Towson, MD

Past

January 6, 2020 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

BALTIMORE, MD

Past

March 19, 2019 - November 19, 2019

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

BALTIMORE, MD

Past

March 19, 2019 - November 19, 2019

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

BALTIMORE, MD

Past

January 2, 2018 - December 31, 2018

BB&T SECURITIES, LLC

RIA

CRD#: 142785

BALTIMORE, MD

Past

January 2, 2018 - December 31, 2018

BB&T SECURITIES, LLC

CRD#: 142785

BALTIMORE, MD

Past

January 27, 2009 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

BALTIMORE, MD

Past

January 26, 2009 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

BALTIMORE, MD

Past

June 25, 2004 - December 31, 2008

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

BALTIMORE, MD

Past

June 14, 2000 - December 31, 2008

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/26/2023)

Delaware
(7/18/2022)

District of Columbia
(4/5/2023)

Florida
(7/18/2022)

Kansas
(9/26/2023)

Maryland
(1/6/2020)

IAR

Maryland
(6/29/2023)

Missouri
(9/26/2023)

Montana
(9/26/2023)

New Mexico
(9/26/2023)

New York
(3/10/2022)

North Carolina
(9/26/2023)

Pennsylvania
(1/6/2020)

IAR

Pennsylvania
(5/1/2024)

Virginia
(4/5/2023)

West Virginia
(1/2/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/24/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/17/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/13/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/15/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Elizabeth A. Brown

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Andes Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

WHEATLAND ADVISORS INC

CETERA WEALTH SERVICES, LLC

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

BB&T SECURITIES, LLC

BB&T SECURITIES, LLC

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/24/2004

Series 63

Date: 11/17/2000

SIE

Date: 10/1/2018

Series 7

Date: 6/13/2000

Series 24

Date: 12/15/2006

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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