EB
Elizabeth A. Brown
CETERA INVESTMENT ADVISERS LLC
TOWSON, MD 21286
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CRD#: 4198173
EB
Professional summary
Elizabeth Andes Brown, who also goes by Elizabeth Grace Andes, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Towson, Maryland and CETERA WEALTH SERVICES, LLC located in Chambersburg, Pennsylvania.
Elizabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Elizabeth has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Elizabeth Grace Andes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, APX NUMBER OF HOURS PER WEEK: 10, DURING TRADING HOURS, INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE (2) NAME OF OTHER BUSINESS: ORRSTOWN BANK INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BANK, INVESTMENT AND WEALTH MANAGEMENT SERVICES POSITION/TITLE/RELATIONSHIP: TRUST OFFICER START DATE: 12/2019 APX NUMBER OF HOURS PER WEEK: 40, 32.50 DURING TRADINH HOURS, ADMINISTRATION OF VARIOUS TYPES OF ACCOUNTS, NOT INVOLVED IN THE INVESTMENT RECOMMENDATIONS TO AND OR EXECUTIONS OF SECURITIES TRANSACTIONS FOR THE TRUST DEPARTMENT (3) ORRSTOWN FINANCIAL ADVISORS INVESTMENT RELATED: YES ADDRESS: 77 EAST KING STREET SHIPPENSBURG, PA 17257 NATURE OF BUSINESS: INVESTMENT AND MANAGEMENT SERVICES POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR START DATE: 12/2019 APX NUMBER OF HOURS PER WEEK: 40, 32.50 DURING TRADINH HOURS, FINANCIAL ADVISOR OFFERING INVESTMENT AND WEALTH MANAGEMENT SERVICES (4) NOTARY PUBLIC CARROLL COUNTY, MARYLAND INVESTMENT RELATED: NO ADDRESS: 1210 WEYMOUTH STREET, WESTMINSTER, MD 21158 NATURE OF BUSINESS: OBTAINED NOTARY LICENSE MOSTLY FOR LOAN SETTLEMENTS POSITION/TITLE/RELATIONSHIP: N/A START DATE: 8/2010 APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: NOTARY PUBLIC - OBTAINED NOTARY LICENSE MOSTLY FOR LOAN SETTLEMENTS (5) NAME OF OTHER BUSINESS: RESIDENT AGENT, MURBRO, LLC INVESTMENT RELATED: NO ADDRESS: 1210 WEYMOUTH STREET, WESTMINSTER, MD 21158 NATURE OF BUSINESS: HUSBAND AND HIS BUSINESS PARTNER OWN AN LLC WHICH PURCHASES REAL ESTATE, REHABS IT AND SELLS IT POSITION/TITLE/RELATIONSHIP START DATE: 6/2018 APX NUMBER OF HOURS PER WEEK: NONE APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: AS RESIDENT AGENT, ANY MAIL OF A LEGAL NATURE WOULD BE ADDRESSED TO ME
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth Andes Brown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 501 Fairmount Ave, Towson, MD 21286Office #2: 8216 Philadelphia Rd, Baltimore, MD 21237Office #3: 10283 York Rd, Cockeysville, MD 21030Office #4: 8108 Jumpers Hole Road, Pasadena, MD 21120Office #5: 9050 Baltimore National Pike, Ellicott City, MD 21042Office #6: 1355 Orchard Dr, Chambersburg, PA 17201RIA
CRD#: 105644
TOWSON, MD
Current
January 6, 2020 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1355 Orchard Dr, Chambersburg, PA 17201Office #2: 8216 Philadelphia Rd, Baltimore, MD 21237Office #3: 501 Fairmount Ave Suite 200, Towson, MD 21286BD
CRD#: 13572
Chambersburg, PA
Past
March 18, 2020 - July 1, 2020
WHEATLAND ADVISORS INC
RIA
CRD#: 105026
Towson, MD
Past
January 6, 2020 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
BALTIMORE, MD
Past
March 19, 2019 - November 19, 2019
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
BALTIMORE, MD
Past
March 19, 2019 - November 19, 2019
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
BALTIMORE, MD
Past
January 2, 2018 - December 31, 2018
BB&T SECURITIES, LLC
RIA
CRD#: 142785
BALTIMORE, MD
Past
January 2, 2018 - December 31, 2018
BB&T SECURITIES, LLC
BD
CRD#: 142785
BALTIMORE, MD
Past
January 27, 2009 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
BALTIMORE, MD
Past
January 26, 2009 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
BALTIMORE, MD
Past
June 25, 2004 - December 31, 2008
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
BALTIMORE, MD
Past
June 14, 2000 - December 31, 2008
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
BALTIMORE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/26/2023)
RR
California(9/26/2023)
RR
Delaware(7/18/2022)
RR
District of Columbia(4/5/2023)
RR
Florida(7/18/2022)
RR
Kansas(9/26/2023)
RR
Maryland(1/6/2020)
IAR
Maryland(6/29/2023)
RR
Missouri(9/26/2023)
RR
Montana(9/26/2023)
RR
New Mexico(9/26/2023)
RR
New York(3/10/2022)
RR
North Carolina(9/26/2023)
RR
Oregon(9/26/2023)
RR
Pennsylvania(1/6/2020)
IAR
Pennsylvania(5/1/2024)
RR
Virginia(4/5/2023)
RR
Washington(9/8/2022)
RR
West Virginia(8/10/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
