Andrew R. Arnold

LIQUIDNET

NEW YORK, NY 10281

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CRD#: 4197628

Professional summary

Andrew Robert Arnold, who also goes by Andrew Robert Arnold, is a registered financial professional currently at LIQUIDNET, INC. located in New York, New York.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2000. Andrew has worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 25 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Andrew Robert Arnold

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Robert Arnold's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 8, 2025 - Present

LIQUIDNET, INC.

Office #1: 200 Vesey Street 5th Floor, New York, NY 10281

CRD#: 103987

NEW YORK, NY

Past

July 17, 2024 - October 23, 2024

UNITED FIRST PARTNERS LLC

CRD#: 155456

NEW YORK, NY

Past

July 21, 2022 - January 2, 2024

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

January 27, 2021 - June 9, 2022

CANTOR FITZGERALD & CO.

CRD#: 134

NEW YORK, NY

Past

April 19, 2016 - January 21, 2021

BAY CREST PARTNERS, LLC

CRD#: 39944

NY, NY

Past

May 2, 2011 - August 2, 2016

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

JERSEY CITY, NJ

Past

June 1, 2004 - May 11, 2011

GFI SECURITIES LLC

CRD#: 19982

NEW YORK, NY

Past

August 20, 2002 - May 17, 2004

PRIME EXECUTIONS, INC.

CRD#: 32889

NEW YORK, NY

Past

July 9, 2001 - August 17, 2001

BANC OF AMERICA SPECIALIST, INC.

CRD#: 103971

NEW YORK, NY

Past

June 12, 2000 - August 16, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(4/8/2025)

Exams

State Security Law Exam

Series 63

Date: 1/23/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 5/12/2010

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 7/12/2004

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 25

Date: 1/15/2003

NYSE Trading Assistant Examination

General Industry/Product Exam

Series 7

Date: 12/3/2002

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

LIQUIDNET, INC.

CRD#: 103987 / SEC#: , 8-52461

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

200 Vesey Street 5th Floor, New York, NY 10281

Mailing Address

200 Vesey Street 5th Floor, New York, NY 10281

Phone number

(212) 208-7061

Established

Delaware since 01/12/2000

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (16 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ICAP GLOBAL BROKING INC	SOLEMEMBER
BOND, ROBERT	CEO/DIRECTOR	4121948
GOULET, STEPHEN PAUL	SENIOR MANAGING DIRECT/GENERAL COUNSEL/SECRETARY	4769810
HALLIGAN, BRIAN J	CHIEF COMPLIANCE OFFICER	5016364
PEZEU, CHRISTIAN JEAN MICHEL	CHIEF FINANCIAL OFFICER	5661987

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrew R. Arnold

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Robert Arnold's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED FIRST PARTNERS LLC

CREDIT SUISSE SECURITIES (USA) LLC

CANTOR FITZGERALD & CO.

BAY CREST PARTNERS, LLC

TULLETT PREBON FINANCIAL SERVICES LLC

GFI SECURITIES LLC

PRIME EXECUTIONS, INC.

BANC OF AMERICA SPECIALIST, INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/23/2003

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 5/12/2010

Series 55

Date: 7/12/2004

Series 25

Date: 1/15/2003

Series 7

Date: 12/3/2002

FINRA

Nasdaq Stock Market

Current Firm

LIQUIDNET, INC.

Contact information

FINRA licenses (16 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LIQUIDNET, INC.

TRUST BUT VERIFY

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